logo

Applying Principles of Professional Practice in Financial Services Industry

This is a knowledge assessment for the course FNSINC401 - Apply principles of professional practice to work in the financial services industry in TAFE NSW.

6 Pages527 Words73 Views
   

Added on  2022-12-26

About This Document

This document discusses the principles of professional practice in the financial services industry and how to apply them. It covers topics such as financial intermediaries, the financial system, direct and indirect financing, regulatory bodies, fiduciary relationship, and the importance of accurate information and documentation. It also provides insights into the documents required during interviews in the industry.

Applying Principles of Professional Practice in Financial Services Industry

This is a knowledge assessment for the course FNSINC401 - Apply principles of professional practice to work in the financial services industry in TAFE NSW.

   Added on 2022-12-26

ShareRelated Documents
APPLY PRINCIPLES OF PROFESSIONAL PRACTICE TO WORK
IN THE FINANCIAL SERVICES INDUSTRY
Applying Principles of Professional Practice in Financial Services Industry_1
Table of Contents
PART A...........................................................................................................................................1
QUESTION 1 .................................................................................................................................1
Arrangement of terms with description.......................................................................................1
QUESTION 3 ..................................................................................................................................3
A) Special note regarding fiduciary relationship.........................................................................3
QUESTION 5...................................................................................................................................3
B (a) Document require during the time of interview..................................................................3
Applying Principles of Professional Practice in Financial Services Industry_2
Applying Principles of Professional Practice in Financial Services Industry_3

End of preview

Want to access all the pages? Upload your documents or become a member.

Related Documents
The Assignment on Certificate IV in Finance and Mortgage Broking
|7
|1804
|11

Importance of Ethics in Business : Assignment
|7
|1911
|203