This document provides information on completing an ethics application for the data collection exercise of a research project. It includes sections on research ethics and integrity, risk assessment, and data management and storage. The document also includes a section on using secondary data in research.
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Secondary Data collection Only Research Ethics You are required to complete an ethics application BEFORE you embark on the data collection exercise of the research project Please complete all the following sections: -Section A: Ethics Form -Section B: Data management and storage form
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RESEARCH ETHICS AND INTEGRITY RISK ASSESSMENT FORM Section A: FORM A For all Undergraduate/Postgraduate Dissertations and Research Projects Please fill in this form, thenSAVE IT AS A PDFand submit as instructed by your supervisor with your project proposal Your name: (first) ………………………(last) ……………………… Student number: ……………Your email address:
PROJECT DESCRIPTON Please answer the following questions: 1.Do you intend to involve human participants in the conduct of your research? If no, please skip questions 2 & 3. Yes☐☐No 2.Does your research involve vulnerable adults or under-18s? Yes☐☐No 3.Could your research potentially expose you, anyone assisting you, or participants to emotional harm? Yes☐☐No 4.Will your research involve travelling to geo-politically unstable regions/countries (e.g. areas affected by war, civil unrest, natural disasters, or listed as unadvisable to travel by the UK government? Yes☐☐No 5.Will your research involve access to security-sensitive material? If yes, you must include a data management statement. Yes☐☐No This proposalmust be completed with the assistance of your supervisor. You can change the size of the boxes (below) by typing or deleting as necessary. It is very important to conveywith clarity: •Your research questions/the problem/the theme or topic you are investigating (what you are proposing to do and to find out or to create) •The methodology or technical approach (for projects comprising in whole or in part the creation of an artefact) you will adopt – methods, number of participants, who the participants (if any) will be, survey instruments used technology and equipment employed etc.; and what questions you are planning to ask your respondents (if applicable); how you will deal with technical challenges. 3|P a g e
Title of project ____________________________________________________________________________ Name of researcher(s) _____________________________________Email Name of supervisor _____________________________Date:________________________ WHERE APPROPRIATE TO YOUR CHOSEN TOPIC/RESEARCH:YESNON/A 1Will you describe in writing the main procedures to participants in advance, so that they are informed about what to expect? A copy of this must be attached to this application 2Will you tell participants that their participation is voluntary? 3Will you obtain written consent for participation and include within this that they have a right to withdraw at any point? A copy of this must be attached to this application 4If the research is observational, will you ask participants for their consent to being observed? 5With questionnaires, will you give participants the option of omitting questions they do not want to answer? 6Will you tell participants that their data will be treated with full confidentiality and that, if published, it will not be identifiable as theirs? This should be evidenced in the consent form and with a signed copy of data management form, attached to this application. 7Will you debrief participants at the end of their participation (i.e. give them a brief explanation of the study)? A copy of this must be attached to this application If you have tickedNoto any of Q1-7, but haveticked box Aoverleaf, please give an explanation on a separate sheet. [Note: N/A = not applicable] YESNON/A 8Will your project involve deliberately misleading participants in any way? 9Is there any realistic risk of any participants experiencing either physical or psychological distress or discomfort? IfYes, give details on a separate sheet and state what you will tell them to do if they should experience any problems (e.g. who they can contact for help).
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If you have tickedYesto 8 or 9, you should normallytick box Boverleaf; if not, please give a full explanation on a separate sheet YESNON/A 10Does your project involve work with animals? If yes, pleasetick box Boverleaf. 11Do participants fall into any of the following vulnerable groups? If they do, please andtick box Boverleaf. Note that you may also need to obtain satisfactory DBS clearance (or equivalent for overseas students). Schoolchildren (under 18 years of age) People with learning or communication difficulties Patients People in custody People engaged in illegal activities (e.g. drug-taking) Any other groups who could be reasonably argued as representing any form of vulnerability – please specify 12Will you be accessing materials which may be considered security-sensitive under the Counter Terrorism Act (2015)? There is an obligation on the researcher to bring to the attention of the School Ethics Panel any issues with ethical implications not clearly covered by the above checklist. PLEASE TICKEITHERBOX A OR BOX B BELOW ANDPROVIDE THE DETAILS REQUIREDIN SUPPORT OF YOUR APPLICATION. THEN SIGN THE FORM. Please tick A.I consider that this project hasnosignificant ethical implications to be brought before the School Ethics Panel. B.I consider that this projectmayhave ethical implications that should be brought before the School Ethics Panel, and/or it will be carried out with children or other vulnerable populations. I have received guidance on ethical research practices relevant to my subject as part of my preparation for this module. Signed ___________________________Print Name ______________________Date _______________ (UG Researcher(s)) 5|P a g e
Signed ___________________________Print Name ______________________Date _______________ (Supervisor)
PART 2 SPECIFICATIONS OF PROJECT Please answer the following question: 1.Do you intend to use only secondary data in the conduct of your research? Yes☐☐No Introduction to the research Background to research topic area (with references where applicable). 200 words approx. Include Aims and Hypothesis, Research Question(s) of the dissertation/project. Aim:To evaluate the practices of human resource management and its impact on the engagement and retention of employees in context of Arcadia group Ltd. Method Outline all methodological issues - e.g. Design, participants, questionnaires, tests, method of data collection.Whoareyouworkingwith?How?WhatMeasures?What interventions/manipulations? What controls?If your research entails exclusively the consultation of published documents, books, articles or other work in the public domain please state this under the heading ‘materials’. Recent publications were taken which are written only in English language. The researchers who are well known and have the copyright on their publications are only included. Research design Descriptive research design Participants (where applicable) Materials (to include locations and resources) Secondary resources like books and journals, articles, research papers which are already published by well-known authors. 7|P a g e
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Analysis CLEARLY describe the method of analysis you are going to use. Is itqualitativeorquantitative? This research is wholly concerned with human resource whose nature and outcomes can only be identified through theoretical study.This will use the qualitative method of analysis.Also, this mode enables the research to provide a better understanding about the concept along with generating detailed knowledge regarding the behaviour of human resource so qualitative mode is considered as suitable for performing this research.
Section B: RESEARCH ETHICS AND INTEGRITY DATA MANAGEMENT AND STORAGE STATEMENT All applicants should familiarise themselves with the Data Protection Act 1998, and adhere to its principles in all aspects of their research: Research data covers a broad range of types of information (see examples below), and digital data can be structured and stored in a variety of file formats. EXAMPLES OF RESEARCH DATA Some examples of research data: Documents(text, Word), spreadsheets Laboratory notebooks, field notebooks, diaries Questionnaires, transcripts, codebooks Audiotapes, videotapes Photographs, films Test responses Slides,artefacts, specimens, samples Collection of digital objects acquired and generated during the process of research Database contents (video, audio, text, images) Models, algorithms, scripts Contents of an application (input, output, logfiles for analysis software, simulation software, schemas) Methodologies and workflows Standard operating procedures and protocols As a student or member of staff undertaking a research project, I understand that I am responsible for the following: 9|P a g e
The security and confidentiality of all data collected Mitigating all risks to anonymity, privacy and confidentiality posed by all kinds of personal information storage, processing, including computer and paper files, e-mail records, audio and video files, and any information that directly identifies an individual. It is recommended that data be anonymised at the point of collection. I will ensure that: Data and codes and all identifying information will be kept in separate locked filing cabinets/files and working files will contain no identifying information, and will only be accessed by one or two persons All audiotapes will be transcribed using codes or pseudonyms for identification of individuals and destroyed upon completion of the research project Access to computer files will be available by password only Research data will be stored for up to 5 years after the end of the project, after which they should be disposed of safely. Name: Application ID: Project title: