Audit Findings in RAMS, Horizon Power, PRS and PRX, NRL-T

Case study
(Assessment 3)

Contents
INTRODUCTION...........................................................................................................................3
TASK...............................................................................................................................................3
Audit focus and scope of audit report.....................................................................................3
Audit findings in the RAMS...................................................................................................4
Audit findings in the Horizon Power......................................................................................4
Audit findings in the PRS and PRX.......................................................................................6
Audit findings in the NRL-T..................................................................................................7
Professional, legal, and ethical responsibilities of an IT Auditor...........................................8
CONCLUSION................................................................................................................................9
REEFRENCES..............................................................................................................................10

INTRODUCTION
An IT audit can indeed be described as every examination containing an analysis and
assessment of integrated IT systems, associated non-automated processes and interactions
between these systems (Chou, 2015). Two crucial steps are required for preparing the IT audit.
The first approach is to collect knowledge and prepare the second option is to think about the
current system of internal regulation. More and more companies are implementing a risk
assessment methodology that is used to evaluate risks and to support an IT auditor determine
whether to administer compliance checks or to execute rigorous testing.
In this report, audit finding of Recruitment Advertisement Management System, Horizon
Power, Pensioner Rebate Scheme and Exchange and NRL-T is discussed.
TASK
Audit focus and scope of audit report.
The main focus and scope of this report is to agencies examine key business applications at
several state government. Every application is essential to the activities of the organization and
can impact customers, such as the public where it is not adequately handled by the client and
related procedures. Auditor check was a time measurement in the entire report for all the
companies. In order to ensure that the systems operated as expected and that the details and
report they provided were accurate, obtained and protected, they examined a sampling of main
controls and procedures (Groomer and Murthy, 2018). Moreover checks of expose flaws in the
architecture or execution of controls that raise the likelihood of misuse for knowledge in an
application. Auditor does not however plan their testing to determine whether knowledge has
been influenced.
1. Policies and processes: effective and efficient information retrieval is sponsored.
2. Sensitive information management: safeguards operate to ensure the
information is still important, protected and accessible
3. Data entry: correct, full and approved information is inserted
4. Backup and repair: in case of a catastrophe correct and in location.
5. Data results: Correct and full electronic or hard copy files
6. Data processing: as expected, in the appropriate period data is analysed.
7. Task division: No workers carry out conflicting roles or can carry them out