Desklib is an online library that provides study material with solved assignments, essays, dissertations, and more. The financial services industry in Australia includes accounting, banking, credit management, insurance, finance planning, lending services, conveyancing, and mercantile management. Legislation in the financial services industry includes the Financial Transaction Reports Act, Anti-Money Laundering and Counter-Terrorism Financing Act, Financial Services Reform Act, and Superannuation Industry (Supervision) Act. Sustainability strategy and policy are documents that address sustainability issues in an organization. The four types of reports used in the financial services industry are financial, budget, annual, and audit reports. Feedback to employees can be formal, informal, or anonymous. SMART is an abbreviation for Specific, Measurable, Attainable, Realistic, and Timely, which is used to guide the allocation of tasks. Seeking advice for training needs can be done from supervisors, managers, colleagues, human resources departments, and internal trainers.

Assessment 1

Identify industry professional approaches to procedures, guidelines, policies and standards in the financial services industry.

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This article discusses the risk assessment methodology for money laundering and terrorism trafficking in online trade financing and leasing products. It covers the vulnerabilities associated with these products and the necessary controls to combat these risks. The stakeholders best suited to assist in determining deficiencies in controls and probable solutions are also identified.

Money Laundering and Terrorism Trafficking: Risk Assessment Methodology and Vulnerabilities in Online Trade Financing and Leasing Products

This article discusses the obligations of financial service providers in case of money laundering, including the AML/CTF program, due diligence, reporting obligations, and more. It also covers the statement of advice, which is a document that sets out the advice to a party that needs to take a certain decision.

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Desklib - Online Library for Study Material with Solved Assignments, Essays, Dissertations

Law of Financial Institution and Security: Assignment

Ethics for Financial Professionals

Money Laundering and Terrorism Trafficking: Risk Assessment Methodology and Vulnerabilities in Online Trade Financing and Leasing Products

Obligations of Financial Service Providers in Money Laundering & Statement of Advice

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Desklib - Online Library for Study Material with Solved Assignments, Essays, Dissertations

Law of Financial Institution and Security: Assignmentlg...

Ethics for Financial Professionalslg...

Money Laundering and Terrorism Trafficking: Risk Assessment Methodology and Vulnerabilities in Online Trade Financing and Leasing Productslg...

Obligations of Financial Service Providers in Money Laundering & Statement of Advicelg...

Commonwealth Bank of Australia Money Laundering Caselg...

Anti-Money Laundering and Counter-Terrorism Financing Act 2006lg...

Law of Financial Institution and Security: Assignment

Ethics for Financial Professionals

Money Laundering and Terrorism Trafficking: Risk Assessment Methodology and Vulnerabilities in Online Trade Financing and Leasing Products

Obligations of Financial Service Providers in Money Laundering & Statement of Advice

Commonwealth Bank of Australia Money Laundering Case

Anti-Money Laundering and Counter-Terrorism Financing Act 2006