Assignment on Ethics and Professionalism in Financial Advice.

Running head: Ethics and Professionalism in financial Advice
Ethics and Professionalism in Financial Advice
Name of the Student
Name of the University
Authors Note

Ethics and Professionalism in financial Advice1
The most important tool for planning new marketing and sales campaigns is an up-to-date
database. Unfortunately, most managers of company do not give sufficient importance to the
system of keeping and maintaining books properly and their promotions end in tragic events
(Cunningham 2011). Proper system of record keeping gives the company a real benefit over
rivalry in various ways, such as:
 This assists the organization with productive account management, benefits, taxation and
operating expenses;
 Provides with the actual amount of cash in hand;
 Act as a tool for new campaigns;
 Inform the organization about the progress and development of previous campaigns;
 It helps to find solutions for organizational problems or disputes;
 It discusses customer service and productivity of staff;
 Supports the growth of company and income tracking pace;
 In which way the company works against its rivals;
 Discusses about Discusses uncertain and secret costs;
 And particularly if the company is in severe trouble it is the most resourceful consultant.
Server management and storage tools make the task of keeping records very simple. Such
programs help to digitize and organize the entire business data in the most convenient way (Hoy
2007).
The Code published by FASEA is a set of doctrines and core values on which a
legitimate career can be founded. It is a model based on principles that offers a solid foundation
for shaping and improving ethical behavior and promotes a deeper engagement of the person to