Ethics and Professionalism in Financial Advice

Ethics and Professionalism in Financial
Advice
(FPC002B)
Analysis Task
Analysis task marks: 95 | Presentation, research and referencing
marks: 5
(Total marks: 100 | Word limit: 1,500 words)
Student No: [Enter your Student No.]
I have read the Assignment Guide in the ‘General assessment information’ and have
applied the word count principles to my work.
My word count for this
assignment is:
[Enter your word count]
words
Your assignment should be loaded into KapLearn by 11.30 pm on the due
date.
All times are based on AEDT/AEST time zones.
Refer to ‘Time remaining’ on the ‘Assignment’ page in KapLearn to ensure
you submit your assignment by the specified due date and time.
Checklist
 I have completed my assignment using Word.
 I have completed my assignment using Calibri, Arial, Times New Roman or
Verdana fonts.
 I have added my Student No. on this page.
 I have added my word count on this page.
 I have added my Student No. in front of the filename in the footer on the second
page.
 I have saved the file to be uploaded as StudentNo_FPC002B_Task_v2.

 Each question of my assignment is within the word limit guidelines for that
question as per the ‘General assessment information’ (Assessment  Assignment
 General assessment information).
 My assignment file size is no larger than 2 MB.
 If tables were required, they are visible as text, not as links or images.
 I have not removed the marking grid from the footer.
 I have submitted my assignment as per the instructions in KapLearn.
For office use only
# 1a 1b 2a 2b 3 4a 4b 5a 5b
Presentation, research and
referencing
TOTA
L
Max 10 10 10 10 10 15 15 5 10 5
**
Expre
ssion
is
faulty
**
Awarded
**
Expre
ssion
is
faulty
**

Marker feedback
Comment on overall performance:
For marker use only.
For office use only
# 1a 1b 2a 2b 3 4a 4b 5a 5b
Presentation, research and
referencing
TOTA
L
Max 10 10 10 10 10 15 15 5 10 5
**
Expre
ssion
is
faulty
**
Awarded
**
Expre
ssion
is
faulty
**

Instructions to students
• This analysis task covers Topics 1 to 3 and accounts for 20% of your final
grade.
• There are five (5) questions worth a total of 95 marks, and 5 marks for
presentation, research and referencing (total: 100 marks) in this analysis task.
You should answer
all questions.
• The overall word limit for the assignment is 1,500 words. Marks will only be
awarded for answers up to the word limit (plus 10%) for each question.
Any material written after this will not be counted towards your mark for that
question. Headings, quotes and references within the body of the answer are
included in the word count. Numerical tables, calculations, and reference lists are
not included. For more information on word counts and their rationale, go to
Assessment  Assignment  General assessment information.
• Refer to the Criteria-based Marking Guide for guidelines on what is expected for
each question.
• The ‘General assessment information’ section in KapLearn contains information
about format and presentation, word limits, citations and referencing, collusion,
plagiarism and other policies, useful resources, submitting your assignment and
accessing your results.
• Answers are to be in your own words. Reference and cite all your sources (within
the text of your answer) when quoting or using material from external sources.
Include a reference list at the end of your assignment. For further information on
referencing, refer to the ‘Referencing Guide’ available under the
Additional resources from the Learning Hub.
• Indicative weightings are noted beside each question. Use these weightings to
assist you with your allocation of time and resources. The weightings indicate the
relative importance of each question.
• State
all assumptions used in providing your answer.
• Requests for special consideration or information pertaining to special consideration
written in the body of the assignment will not be considered by the marker. Refer to
the ‘special consideration’ section of the Assessment Policy on Kaplan’s website for
more information.
For office use only
# 1a 1b 2a 2b 3 4a 4b 5a 5b
Presentation, research and
referencing
TOTA
L
Max 10 10 10 10 10 15 15 5 10 5
**
Expre
ssion
is
faulty
**
Awarded
**
Expre
ssion
is
faulty
**