Analysis of The Compliance Management System

Running head: IMPLEMENTATION AND MONITORING OF CMS
IMPLEMENTATION AND MONITORING OF CMS
Name of Student
Name of the University
Author Note

IMPLEMENTATION AND MONITORING OF CMS1
Executive Summary
Corporate compliance refers to organizational compliance with different rules and regulations in
order to ensure that the organization is functioning effectively and to avoid any form of violation.
In order to establish the compliance management system different steps need to be taken such as
carrying out risk assessment, establishing policies and plans, training and communicating with
the employees, investigation and reporting and informing the third parties. Monitoring of the
CMS refers to regular reviewing of the CMS in order to see if there is any non-compliance and to
take corrective actions to remove the same. The paper aims at establishing a compliance
management system within the organization of the case study and also to monitor the same. The
paper will discuss about establishment or implementation of compliance managements system
and monitor the same to identify any non-compliance.

IMPLEMENTATION AND MONITORING OF CMS2
Table of Contents
Establishment of system......................................................................................................3
Monitoring methodology.....................................................................................................4
Results and analysis.............................................................................................................5
Conclusion...........................................................................................................................5