Industry Knowledge and the Lending Process Gap module DFMB1GMASv1

Written Project
DFMB1_GM_ASMG_v1

Industry Knowledge and the Lending Process ― Gap module
(DFMB1_GM_AS_v1)
Student identification (student to complete)
Please complete the fields shaded grey.
Student number
Project result (assessor to complete)
Result — first submission Not yet demonstrated
Parts that must be resubmitted
Result — resubmission (if applicable) Not applicable
Result summary (assessor to complete)
First submission Resubmission (if required)
Part 1: Instructions for completing and
submitting this project n.a. n.a.
Part 2: Question 1 Not yet demonstrated Not applicable
Question 2 Not yet demonstrated Not applicable
Question 3 Not yet demonstrated Not applicable
Question 4 Not yet demonstrated Not applicable
Question 5 Not yet demonstrated Not applicable
Part 3: Working with clients Question 6 Not yet demonstrated Not applicable
Question 7 Not yet demonstrated Not applicable
Part 4: Complying with Codes of Practice Question 8 Not yet demonstrated Not applicable
Question 9 Not yet demonstrated Not applicable
Question 10 Not yet demonstrated Not applicable
Feedback (assessor to complete)
[insert assessor feedback]
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Before you begin
Read everything in this document before you start your project for Industry Knowledge and the
Lending Process – Gap module (DFMB1_GM_v1).
About this document
This document is the Written Project and includes the following parts:
• Part 1: Instructions for completing and submitting the project
• Part 2, 3 and 4: Project questions.
How to use the study plan
We recommend that you use the study plan for this subject to help you manage your time to
complete the assessment within your enrolment period. Your study plan is in the KapLearn
Industry Knowledge and the Lending Process ― Gap module (DFMB1_GM_v1) subject room.
Units of competency and evidence guide
This project is your opportunity to demonstrate your competency against these units:
FNSCUS511 Develop and maintain professional relationships in financial services industry
FNSFMB411 Prepare loan applications on behalf of clients
FNSFMB412 Identify client needs and present broking options
FNSFMK515 Comply with financial services regulation and industry codes of practice
FNSINC411 Conduct work according to professional practices in the financial services industry
FNSINC412 Apply and maintain knowledge of financial products and services
Note that this project is one of two items required to meet these units of competency; you are
also required to submit your transcript for FNS41815 Certificate IV in Finance and Mortgage
Broking.
Once you are deemed competent in this project and your transcript has been reviewed and
approved by Kaplan Professional, then you will be awarded the units of competency above. These
units form DFMB1 Industry Knowledge and the Lending Process, the first subject in FNS50320
Diploma of Finance and Mortgage Broking Management.
You will then be able to move on to the remaining subjects in FNS50320 Diploma of Finance and
Mortgage Broking Management, DFMB2 Complex Lending and Broking and DFMB3 Business
Management Skills.
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Part 1: Instructions for completing and submitting the
project
Saving your work
Download this document to your desktop, type your answers in the spaces provided and save your
work regularly.
• Use the template provided, as other formats will not be accepted for these projects.
• Name your file as follows:
Studentnumber_SubjectCode_Project_versionnumber_Submissionnumber
(e.g. 12345678_DFMB1_GM_AS_v1_Submission1).
• Include your student ID on the first page of the project.
Before you submit your work, please do a spell check and proofread your work to ensure that
everything is clear and unambiguous.
Word count
The word count shown with each question is indicative only. You will not be penalised for
exceeding the suggested word count. Please do not include additional information which is
outside the scope of the question.
Additional research
You will be required to do additional research to answer the project questions.
Submitting the written project
Only Microsoft Office compatible written projects submitted in the template file will be accepted
for marking by Kaplan Professional Education. You need to save and submit this entire document.
Do not remove any sections of the document.
Do not save your completed project as a PDF.
The written project must be completed before submitting it to Kaplan Professional Education.
Incomplete written projects will be returned to you unmarked.
The maximum file size is 20MB for the written and oral project. Once you submit your written
project for marking you will be unable to make any further changes to it.
You are able to submit your written project earlier than the deadline if you are confident, you have
completed all parts and have prepared a quality submission.
Please refer to the Project submission/resubmission videos in the ‘Assessment’ section of
KapLearn under your ‘Project Enrolment’ for details on how to submit/resubmit your written
project.
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Your written project must be submitted on or before your due date. Please check KapLearn for
the due date.
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The written project marking process
You have six (6) weeks from the date of your enrolment in this subject to submit your
completed project.
If you reach the end of your initial enrolment period and have been deemed ‘Not yet
demonstrated’ in one or more assessment items, then an additional four (4) weeks will be
granted, provided you attempted all assessment tasks during the initial enrolment period.
Your assessor will mark your project and return it to you in the Industry Knowledge and the
Lending Process ― Gap module (DFMB1_GM_v1) subject room in KapLearn under the
‘Assessment’ tab.
Make a reasonable attempt
You must demonstrate that you have made a reasonable attempt to answer all of the questions in
your written project. Failure to do so will mean that your project will not be accepted for marking;
therefore, you will not receive the benefit of feedback on your submission.
If you do not meet these requirements, you will be notified. You will then have until your
submission deadline to submit your completed written and oral project.
How your written project is graded
Project tasks are used to determine your ‘competence’ in demonstrating the required
knowledge and/or skills for each subject. As a result, you will be graded as either Demonstrated
or Not yet demonstrated.
Your assessor will follow the below process when marking your written project:
• Assess your responses to each question, and sub-parts if applicable, and then determine
whether you have demonstrated competence in each question.
• Determine if, on a holistic basis, your responses to the questions have demonstrated overall
competence.
‘Not yet demonstrated’ and resubmissions
Should sections of your project be marked as ‘Not yet demonstrated’ you will be given an
additional opportunity to amend your responses so that you can demonstrate your competency to
the required level.
You must address the assessor’s feedback in your amended responses. You only need amend
those sections where the assessor has determined you are ‘Not yet demonstrated’.
Make changes to your original submission. Use a different text colour for your resubmission.
Your assessor will be in a better position to gauge the quality and nature of your changes. Ensure
you leave your first assessor’s comments in your project, so your second assessor can see the
instructions that were originally provided for you. Do not change any comments made by a
Kaplan assessor.
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