Obesity and Heart Failure: Epidemiology, Pathophysiology, Clinical Manifestations, and Management

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This review article discusses the epidemiology, pathophysiology, and clinical manifestations of heart failure as they relate to obesity in adults. It also covers the management of heart failure attributable to severe obesity with special emphasis on the role of purposeful weight loss.

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REVIEW ARTICLE
Obesity and heart failure: epidemiology,
pathophysiology, clinicalmanifestations,
and managementQ1
Q17 MARTIN A. ALPERT, CARL J. LAVIE, HARSH AGRAWAL, KUL B. AGGARWAL, and
SENTHIL A. KUMAR
COLUMBIA, MISSOURI; AND NEW ORLEANS, LOUISIANA
Obesity is a risk factor for heart failure (HF) in both men and women. The mortality risk
of overweight and class I and II obese adults with HF is lower than that ofnormal
weight or underweight adults with HF of comparable severity, a phenomenon
referred to as the obesity paradox. Severe obesity produces hemodynamic alter-
ations that predispose to changes in cardiac morphology and ventricular function,
which may lead to the development of HF. The presence of systemic hypertension,
sleep apnea, and hypoventilation, comorbidities that occur commonly with severe
obesity, may contribute to HF in such patients. The resultant syndrome is known as
obesity cardiomyopathy. Substantial weight loss in severely obese persons is
capable of reversing mostobesity-related abnormalities ofcardiac performance
and morphology and improving the clinical manifestations of obesity cardiomyopa-
thy. (Translational Research 2014;-:1–12)
Abbreviations: --- ¼ ---Q2
INTRODUCTIONQ3
O besity is both a risk factor for and a direct
cause of heart failure (HF) and is associated
with a varietyof adversehemodynamic
changesthatpredispose to cardiac remodeling and
ventricular dysfunction.1-3 These alterations are most
pronouncedin severelyobese personsand may
predispose to the developmentof HF, even in the
absenceof comorbiditiessuch as coronaryartery
disease(CAD), valvularheartdisease,pericardial
disease,and congenitalheartdisease.1,2 Recently,a
variety of neurohormonal and metabolic abnormalities
associatedwith obesityhave been identifiedthat
may contributeto cardiacremodeling,ventricular
dysfunction,and subsequentHF.1,3 In this review,we
describe the epidemiology, pathophysiology, and clinical
manifestations of HF as they relate to obesity in adults.
We also discuss the managementof HF attributable to
severe obesity with specialemphasison the role of
purposeful weight loss.
DEFINITIONS
The World Health Organization (WHO) classifies obesity
in termsof body massindex(BMI).4 The WHO
From the Division of CardiovascularMedicine,Universityof
Missouri,Columbia,Missouri;Departmentof Cardiology,John
Ochsner Heart and Vascular Institute, New Orleans, Louisiana.
Conflict of interests: None.
Editorial support: None.
Submitted for publication January 30, 2014; revision submitted April
10, 2014; accepted for publication April 12, 2014.
Reprintrequests:Martin A.Alpert,University of Missouri,Health
Sciences Center,Room CE-338,5 HospitalDrive,Columbia,MO
65212; e-mail: malpert815@yahoo.com.
1931-5244/$ - see front matter
Ó 2014 Mosby, Inc. All rights reserved.
http://dx.doi.org/10.1016/j.trsl.2014.04.010
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classification is as follows: underweight (BMI , 18.5 kg/
m2), normal weight (BMI: 18.5–24.9 kg/m2), overweight
(BMI: 25.0–29.9 kg/m2), classI obesity (BMI:30.0–
34.9 kg/m2), class II obesity (BMI: 35.0–39.9 kg/m2), and
class III obesity (BMI $ 40 kg/m2).4 In recent years the
term ‘‘superobesity’’ has been used to characterize those
whose BMIis $50 kg/m2.5,6 For the purpose ofthis
review,the term ‘‘severe obesity’’ willapply to persons
with class III obesity including those with superobesity.
Centralobesity has mostcommonly been defined as a
waist circumference .102 cm in males and .88 cm in
females.7 Peripheral obesity is traditionally defined as waist
circumferencesat or below thesethresholds.7 Central
obesity hasalso been defined asa waist-to-hip ratio
of .0.9 in males and .0.85 in females.7
The American College of Cardiology and American
Heart Association define HF as ‘‘a complex clinical syn-
drome that can result from any structural or functional
cardiac disorder that impairs the ability of the heart to
fill with or eject blood.’’8 However, most of the studies
concerning HF and obesity predate this definition. Many
of these studies used the Framingham criteria described
by Mckee et al9 to define HF.
EPIDEMIOLOGY
HF afflicts 23 million persons worldwide and 5.8
million persons in the United States.8,10,11
Reportedly,
40%–71%Q4 (mean:56%) of those with HF havea
normal or near normal (left ventricular [LV]) ejection
fraction(LVEF).9,10 In a study of 6076 patients
hospitalized and discharged with a diagnosis ofHF
reported by Owan et al,12 the incidence of obesity was
41.4% in subjects with a preserved LVEF and 35.5%
in those with a reduced LVEF.It has been estimated
thatobesity is presentin up to 86% ofall patients
with HF and a preserved LVEF, many of them elderly.13
It is well established thatclassIII obesity isa
risk factor for HF, even in the absence of comorbidities
including systemic hypertension (HTN) and CAD.14-17
In a study of 74 normotensive class III obese subjects,
nearly one-third had clinicalevidence ofHF.14 The
probability of HF increased markedly when the duration
of obesity exceeded 10 yearswith prevalence rates
of 70% at 20 years and 90% at 30 years. Obesity also
appears to be a risk factor for HF in overweight patients
and those with class I and II obesity. In a study of 5881
participants in the Framingham Heart Study (mean age:
55 years; 54% women), 496 (8.4%) developed HF over a
mean follow-up period of 14 years.15 After adjustment
for traditional risk factors there was an increased risk
of HF of 5% in men and 7% in women for every unit
increase in BMI. The risk of HF was significantly greater
in overweight than in normal weight subjects and signif-
icantly greater in obese than in overweight patients in
both men and woman. Baena-Diez et al16found obesity
to be and independent risk factor for HF in a low risk
Mediterraneanpopulation.These studiesdid not
consider the distribution of fat, but limited evidence sug-
geststhatabdominalobesity may be independently
associated with a high risk for the development of HF,
particularly in the elderly.17
Epidemiologic studies have demonstrated unequivo-
cally that in the general population, HF confers dispropor
tionately high mortality risk overtime.8-11 However,
analysis ofmortality risk in HF populations strongly
suggests thatthe risk of death is lower in overweight
and class I and II obese patients than in normal weight
or underweightsubjectsbasedon BMI classifica-
tion.1,2,18-22
In 2008,Oreopoulos etal18 reported the
results of a meta-analysis involving 28,209 patients with
HF. They compared all-cause and cardiovascular (CV)
mortality in patients with a normal BMI with those who
were overweight and with subjects who were obese base
on WHO criteria. Compared with patients with a normal
BMI all-cause mortality decreased by 16% and 33%,
respectively, in overweight and obese subjects. CV mor-
tality decreased by 19% and 40%,respectively,in the
overweightand obese subgroupscompared with the
normal BMI subgroups. This ‘‘obesity paradox’’ appears
to be consistentin diverse HF populations including
both genders,those with peripheral and central obesity,
personswith chronicand acutedecompensated HF,
patients with preserved and reduced LVEFs,and in the
elderly.1,2,19-22
It has become increasingly clearthat
underweight patients with HF (BMI , 18.5 kg/m2) have
the worst prognosis followed by normal weight subjects
(BMI: 18.5–24.9 kg/m2).1,2,19-22
Overweight and class I
obese patients have the bestprognosis1,2,19-22
Class II
obese patients have a better prognosis than underweigh
and normal weight persons, but exhibit a trend toward a
worse prognosis compared with overweight and class I
obese patients.1,2,19-22
When included,class III obese
patients have a worse prognosis than overweight, class I
and II obesepatients,and a similarprognosisas
underweight subjects.1,2Lavie et al1,2have provided the
following explanations as potential mechanisms for the
obesity paradox in patients with HF: (1) nonpurposeful
weightloss because of catabolic diseases;(2) younger
age atpresentation;(3) lowerprevalence ofcigarette
smoking; (4) greater metabolic reserves; (5) less frailty
and cachexia;(6) lower natriureticpeptidelevels;
(7) higherprevalence ofdyspnea resulting in earlier
evaluation,diagnosis,and therapy;(8) higherblood
pressure facilitating the use ofCV medications;(9)
attenuated response to the renin angiotensin-aldosteron
system (RAAS);(10) differing etiologiesassociated
with a better prognosis; (11) increased muscle mass and
strength; and (12) better cardiorespiratory fitness in som
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PATHOPHYSIOLOGY
Hemodynamic alterations with obesity.An early hemo-
dynamic study by Alexander et al23 showed a positive
correlation between the amountoverweightand both
total blood volumeand cardiacoutput(CO). In
subsequentstudyof 50 extremelyobesepatients,
Alexander24 confirmed that CO increasedin
proportion to the excess in body weight.In this study,
heartrate did notdiffer from thatpredicted for ideal
body weight. Stroke volume (SV) increasedin
proportion to the excess in body weight.
Arteriovenous oxygen difference was normalat rest,
but correlatedpositivelywith increasingweight.
Cardiac work exceeded thatpredicted for idealbody
weightbecause ofincreased stroke work.DeDivitiis
et al25 reported the results of hemodynamic study of
10 class II and III obese patients.Myocardial oxygen
consumption,CO, and SV values exceededthose
predicted fornormalweightas did rightventricular
(RV) end-diastolic pressure,mean pulmonary artery
pressure,mean pulmonary capillary wedge pressure,
pulmonary vascular resistance,mean arterial pressure,
and systemic vascular resistance (SVR). LV dP/dt was
normal and Vmaxwas lower than predicted for normal
weight.Other hemodynamic studies in obese patients
have reported similar findings and increased baseline
LV end-diastolic pressure (LVEDP).26-31SVR in obese
patientsis variableand dependslargely on the
presence or absence of HTN.In normotensive obese
subjects,SVR is typically lower than that of
normotensive lean patients.26 One recentstudy found
that CO was lower and SVR higher in centrally obese
patients than in peripherally obese subjects.29 In an
exercise study reported by Kaltman and Goldring,30
centralblood volume (CBV) increased from 2485 to
2990 mL,LVEDP increased from 21 to 31 mm Hg,
and LV dP/dt increasedfrom 1612 to 2531.At
workloads2–3 timesthe resting levelthe increase
in CO and its relation to oxygen consumption are
appropriate. At higher workloads CO decreases to low
normallevelsand arteriovenousoxygen difference
widens.Increasesin CO in severely obese patients
are associatedwith increasedLVEDP and right
heartpressures.26 Backman etal31 noted thatLVEDP
increased disproportionately to LV stroke work with
exerciseindicating thepresenceof poor LV com-
pliance.In hypertensive obese patients total and CBV
are elevated,but less than in normotensiveobese
subjects with comparable degrees ofexcess adipose
tissue.26,32,33
LV SV and CO are equal to or greater in
hypertensive obese subjects than those ofnormoten-
sive obesepatients.26,32,33SVR is often elevated
in hypertensiveobesesubjects,but lower than in
normotensive obese patients with comparable severity
of obesity.26,32,33
Peripheral hemodynamics have not been extensively
studied in obese subjects.In classII and III obese
patients,central blood flow and renal blood flow have
been reported to be low normalor mildly reduced,
whereassplanchnic blood flow wasreported to be
increased.26Blood flow in adipose tissue is on average
2–3 mL/min/100 g of adipose tissue,less than that of
other parenchymalorgans.Blood flow attributable to
adipose tissue and parenchymal organs cannot fully ac-
count for the aforementioned increase in CO.26For this
reason, increases in CBVand CO in class I and II obesity
are attributable as much or more to fat-free (predomi-
nantly muscle) mass than to fatmass.26 Whether this
relationship is also true for class III obesity is unknown.
Thus, excessive adipose accumulation in combination
with increased fat-free mass augments CBV and CO, a
phenomenon thatis facilitated by a decrease in SVR.
Because heart rate changes little if at all with obesity,
the increase in CO is attributable primarily to an increase
in SV.Augmentation of CBV contributes to increased
rightheartpressures and eventually to increased LV
filling pressure.These hemodynamic changes predis-
pose to alterations in cardiac morphology and ventricu-
lar function, and subsequently to the development of HF
(Fig 1).
Obesity and cardiac morphology. A postmortem study
by Smith and Willius34 reported in 1933 was the first
large-scaleinvestigationof cardiacmorphologyin
obese subjects.The study population consisted of 135
patients who were 17%–170% over ideal body weight
and included 4 subjectswho were morbidly obese.
Most patientshad CV comorbiditiessuch asCAD
and HTN.There was a linear increase in heart weight
with increasing body weightup to 105 kg and to a
lesser extentabove thatthreshold.The average heart
weightwas 444 g in men and 345 g in women,both
substantially greaterthan predicted forlean persons.
Excessive epicardial fat was present in 98% of patients
and was identified primarily overthe surface ofthe
RV. Microscopicanalysisof myocardium using
methods available at the time showed that intracellular
fat content was no different than that of lean patients.
The observationthat 9 patientswith HF and no
apparentetiology otherthan obesity suggested the
existence of a cardiomyopathy of obesity.
In 1957 Lillington et al35reported a case of biventric-
ular hypertrophy in a severely obese patient who died of
pulmonary embolism.These authors were the firstto
raise the question of left-sided cardiac involvement in
severeobesity.Subsequently,3 postmortem studies
further advanced our knowledge of cardiac morphology
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in severely obese patients.36-38
Of the 33 patients in these
3 studies,all demonstrated increased heart weight and
microscopic LV hypertrophy (LVH) and all but one had
increased LV wallthickness.36-38Increased RV wall
thickness was present in only 6 patients and excessive
epicardialfat was presentin 21 subjects.36-38None
of these studies excluded patients with comorbid CV
disease such asHTN or CAD. Thus,it is unclear
whether the pathology identified was caused solely by
obesity. A postmortem study by Kasper et al28reported
in 1992 helped to resolve this issue. The study consisted
of 43 obese and 409 lean patients with HF. Among those
undergoing myocardialbiopsy,a specific underlying
cause for HF was identified in 64.5% of lean patients,
butin only 23.3% ofobese subjects,mostof whom
demonstrated LVH.28 This study provided further evi-
dence for the existence of a cardiomyopathy of obesity,
one that is characterized primarily by LVH.
Little information exists concerning the incidence of
cardiac chamber enlargement and LVH in obesity based
on noninvasive (primarily echocardiographic) evalua-
tion.39-45 Increased LV masshas been reported to
occurin 6%–87% of obese subjects.Increased LV
wall thickness has been reported to occur in 6%–56%
Fig 1. Pathophysiology of obesity cardiomyopathy.This diagram shows central hemodynamic alterations that
result from excessive adipose accumulation in severely obese patients and their subsequent effects on cardiac
morphology and ventricular function. LVH in severe obesity may be eccentric or concentric. Factors influencing
LV remodeling and geometry include severity and duration of obesity, duration and severity of adverse LV loading
conditions(particularly hypertension),and possibly,neurohormonaland metabolic abnormalitiessuch as
increased sympathetic nervous system tone, activation of the RAAS, insulin resistance with hyperinsulinemia, lep-
tin resistance with hyperleptinemia, adiponectin deficiency, lipotoxicity, and lipoapoptosis. These alterations may
contribute to the development of LV failure. LV failure, facilitated by pulmonary arterial hypertension from sleep
apnea/obesity hypoventilation,may subsequently lead to RV failure.Adapted from Ref.1 LV, left ventricular;
LVH, left ventricular hypertrophy; RAAS, renin angiotensin-aldosterone system; RV, right ventricular.
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of obese patients.LV dilatation has been reported in
8%–40%,and leftatrialenlargementhas been noted
in 10%–50% of obese subjects.RV enlargementwas
described in 32% of severely obese patients. The wide
variation in incidence values is probably attributable
to variation in the severity and duration of obesity and
to the presence orabsence ofcomorbid conditions
affecting the heart.
Numerous echocardiographic studies have compared
LV morphology in lean and obese subjects.38,39In all
classesof obesity indicesof LV mass,LV internal
diastolic chambersize,and LV wall thickness were
consistently significantly greater in obese than in lean
subjects.39-41 Multiple studieshave assessedthe
relation of various body weightindices and LV mor-
phology.39-51Various indices ofLV mass have been
used in studiesof obesepatients.LV mass/height
and morerecently LV mass/height2.7 areQ5 generally
preferred to LV mass because they adjustin partfor
the differential effects of fat mass and lean body mass.
LV mass index may be a better predictor of mortality
in obesity than other indices of LV mass.Strong cor-
relations exist between these indices of LV mass3,39,49
and such body weight indices as BMI, relative weight,
% overweight, and fat mass. Positive correlations have
also been reported between body weightindices and
LV wall thicknessand relative wallthickness.35-38
Most, but not all studieshave reportedpositive
correlationsbetween body weightand LV diastolic
chamber dimension or volume.39-43In severely obese
patientswith HF, indicesof LV mass, LV internal
dimension in diastole,and LV wallthickness are all
significantly greaterthan in severely obese patients
without HF.14
A variety of factors may affect the relation
between body weightand LV mass in obeseper-
sons.3,39-42,46-52
Chief among them is blood pressure.
Hypertensive obesepatientshave consistently been
shown to have greaterLV mass than normotensive
obesesubjects.3,33,39Systolic blood pressure (SBP)
and LV end-systolic wallstress (indices of afterload)
correlated positively and strongly with LV mass/height
index.LV internaldimension in diastole (a possible
surrogate forpreload) also correlated positively with
LV mass/height index. Two studies have shown a rela-
tion between duration ofmoderate to severe obesity
and various indices of LV mass as well as LV internal
dimensionin diastole.47,48 This relationis most
pronounced in thosewhoseduration ofobesity is
$15 years.47In a study of normotensive class III obese
patients, there was a sharp rise in the incidence of HF in
those whose duration of obesity was $10 years.48 In
one study,abdominal adiposity was a better predictor
of LVH than peripheraladiposity.52 For many years
increased fat mass was considered the trigger for these
alterations in LV morphology.However,studies using
multivariate analysis have identified fat-free mass as
a more importantpredictor of LV mass and chamber
size than fatmass.53 In one study,epicardialadipose
tissue mass correlated positively with LV mass.40
On the basisof the aforementioned findings,it
was postulated that the hemodynamic alterations associ-
ated with obesity discussed previously predispose to
eccentric or concentric LVH depending on LV loading
conditions,particularlyin severely obesesubjects.
However,hemodynamicsmay be only partof the
story.In recentyears,studies in animals and humans
suggest that certain metabolic and neurohormonal vari-
ables may also play a role in altering LV morphology in
obesity.3,40,41Theseincludehyperinsulinemiaasso-
ciated with insulin resistance,hyperleptinemia asso-
ciated with leptin resistance,and activation ofthe
RAAS and sympatheticnervoussystem.All these
mechanisms occur with obesity and may contribute to
alterationsin LV mass, LV wall thickness,and LV
chamber size.
On the basis of the proven hemodynamic alterations
associated with obesity, it was hypothesized that in un-
complicated obesity, increased CBVand high CO would
produce LV dilatation and ultimately lead to eccentric
LVH. Early studies seemed to support this hypothesis
by demonstrating high LV radius to thickness ratios.39
In recent years,however,multiple studies have shown
thatconcentric LV remodeling or hypertrophy occurs
as commonly ormore commonly in obese subjects
than eccentric LVH.54-62 One recentstudy reported
thatcentralobesity wasmore commonly associated
with concentricLV remodelingor LVH, whereas
peripheralobesity wasmorecommonly associated
with eccentric LVH.29 A key variable in this debate,
however, is HTN. Obesity HTN may promote a hybrid
form ofLVH previously termed eccentric-concentric
LVH, but now classified asa form of concentric
LVH.46None of the studies showing a high prevalence
of concentric LV remodeling or hypertrophy excluded
patientswith HTN and only one attemptedto
adjustfor its presence.55 In studies of uncomplicated
(normotensive) obesity,eccentric LVH has tended to
predominate among patients with abnormal LV geome-
try.39,61,62
Thus,the issue of LV geometry in obesity
remainsunsettled.Nevertheless,scrutinyof older
studiesindicatesthatconcentricLV remodeling or
hypertrophy waspresentto a variableextenteven
when eccentric LVH predominated.Potentialreasons
for the developmentof concentric LV geometry in
obese subjects include failure to fully accountfor the
relative duration and severity ofHTN and obesity,
underdiagnosis of HTN,reclassification of eccentric-
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concentric LVH as concentric LVH, activation of RAAS
and sympathetic nervous system,and the effectsof
various growth factors (eg,insulin-related growth fac-
tor).
Left atrialenlargementhas been reported to occur
commonly in severe obesity, but may relate more to LV
mass than to BMI.39,44,45,63
Noninvasivestudies
relatingto RV morphologyin obesityare sparse
primarily because of the limitations of
echocardiography.43,64Magnetic resonance imaging is
able to provide accurate assessment of RV morphology
and holds promisefor future answersto this
understudied question.
Obesity and LV diastolic function. Hemodynamic
studies have shown that LVEDP is frequently elevated
at rest in severely obese people and may rise substan-
tially with exercise.24-31A wide variety of noninvasive
techniqueshavebeenusedto assessLV diastolic
functionin obesesubjectsincludingradionuclide
angiography, 2-dimensional echocardiography, Doppler
echocardiography, and tissue Doppler imaging.65-72
Regardlessof the noninvasivecardiactechnique
used,studieshave consistentlyshownimpairment
of LV diastolic function in obese (all classes) relative
to lean subjects.65-72 Moreover,indices of body
weighthave consistently and significantly correlated
with progressively greater impairment of LV diastolic
function.65,69,70
A variety of factors may contribute to LV diastolic
dysfunctionin obesity.65-72 Chief amongthem is
the presence of LVH.65,70In one study,impaired LV
diastolicfilling occurred exclusively in thosewith
LVH.70 However,more recentevidence indicates that
LV diastolic dysfunction may occur in obese subjects
in the absence of LVH.40 LV diastolic filling becomes
progressively moreabnormalwith increasing SBP,
LV end-systolic wall stress, and LV internal dimension
diastole.65-70Duration ofobesity also appears to be
important,possibly related to timeof exposureto
adverse LV loading conditions and to the development
of LVH.48 Otherfactorsthatmay contribute to LV
diastolicdysfunction in obesity includeolder age,
diabetes mellitus with insulin resistance, and transform-
ing growth factor b1.3,65Severity of obesity is also an
importantdeterminantof LV diastolic function.
Pascualet al69 reported abnormalLV diastolic filling
in 12% of class I,35% of class II,and 45% of class
III obese patients using Doppler echocardiography.
Most of the noninvasive cardiac techniquesused
to assessLV diastolic filling are influenced by LV
loadingconditions(afterloadand preload).Tissue
Dopplerimaging is thoughtto be load-independent.
The results ofstudies using tissue Dopplerimaging
in obesity have mirrored those of studies using load-
dependenttechniques.73,74 TissueDopplerimaging
is more sensitive than these other techniques and may
identify subclinicalLV diastolic dysfunction in obese
persons.73,74 Studiesusing tissueDopplerimaging
in class I and II obesesubjectsindicatethat LV
diastolic dysfunction atrest,when present,is usually
mild.73,74
Obesity and LV systolic function.Most studies assess-
ing LV systolic function in obesity have used echocardi-
ography orradionuclide angiography to measure LV
ejection phase indices such as LVEF or LV fractional
shortening.1,3,40,41,75-78
Most studieshave reported
normalor supranormalLV systolic function in all
classesof obesity.1,3,36,37,63,71,72
In some studies,
primarilyin class III obesepatients,LV ejection
phase indices were significantly lower in obese than in
lean patients.75,76In others there was no significant
difference between the 2 groups.75,76Variablesthat
have been shown to influence LV systolic function in
severe obesity include adverse LV loading conditions,
duration ofobesity,and severity ofobesity.47,48,75,76
However,even when LV systolic function is impaired
in obese persons, it is typically only mildly so. Severe
LV systolic dysfunction is extremely rare in all classes
of obesity and should elicit a search for comorbid CV
conditions.
Tissue Dopplerand speckletrack imaging,by
measuring mitralannularvelocities in systole and LV
deformation (stress,strain,and strain rate),has demon-
strated impairmentof regionaland globalLV systolic
function in obesity77,79
, even when load-dependent indices
of LV systolic function are normal.This suggests that
obesity is associated with subclinical LV systolic dysfunc
tion even when LV ejection phase indices are normal.
Left atrial and RV function in obesity. Little infor-
mation exists concerning leftatrialand RV function
in obesity.78,80
Abnormalleft atrial strain hasbeen
reportedin hypertensiveobesesubjectswith left
atrial enlargement.80 Recently,studiesusing tissue
Doppler imaging of the lateral tricuspid annulus have
demonstrated decreased RV systolicvelocitiesand
abnormalRV strain in obese subjects.79 The clinical
significance of these findings is unknown.
Metabolic alterations that may affect cardiac structure
and function. Most investigative activities assessing the
relation ofobesity to cardiac structure and function
have focused on the role ofhemodynamics and CV
comorbidities.In recent years,certain metabolic alter-
ations, observed mainly in animal models, have received
increasingattention.3,36,37,78,79,81
Among the most
prominentof these is lipotoxicity.3,40,41,82
Myocardial
lipotoxicity is a process by which excess fatty acids
and triglyceridesaccumulatein cardiacmyocytes,
producing cellulardysfunction and death,eventually
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leading to myocardialdysfunction.82 Accumulation of
free fatty acidsand triglyceridesin cardiomyocytes
results from an imbalance between uptake and use of
these substances.82 Increased myocardialtriglyceride
accumulationhas been linked to LVH and LV
dysfunction in genetically obese rats.BMI correlates
positively with myocardialtriglyceridecontentand
LV mass in humans.41,42,82Adipocytesare known
to stimulate orinhibitvarious enzymes and proteins
thataffectlipid uptake orturnover.3,42,82
Transgenic
murine models of lipotoxicity and lipoapoptosis have
been developed to determine theireffects on cardiac
structure and function. Cardiomyocte overexpression of
acyl Co-A synthetase causes lipotoxic cardiomyopathy
and lipoapoptosis,which is characterizedby LV
systolic dysfunction. This process is reversed by leptin
and alpha lipoic acid.Cardiomyocyte overexpression
of peroxisome proliferator–activated receptor (PPAR)-
alphaQ6 produces lipotoxic cardiomyopathy and increased
fatty acid oxidation,a process reversed with knockout
of CD-36.Cardiomyocyte overexpression of fatty acid
transportprotein causesmyocardiallipotoxicity and
increased fatty acid oxidation leading to LV diastolic
dysfunction.Cardiomyocyte expression ofmembrane
anchoredlipid-proteinlipase produceslipotoxic
cardiomyopathy associated with triglyceride-containing
lipoproteins. This process is reversed by PPAR gamma
agonists such as troglitazoneQ7 . Cardiomyocyte restricted
knockoutof PPAR gamma causeslipotoxic cardio-
myopathy,a decrease in myocardialfatty acid oxi-
dation and HF. Inhibition of adipose tissue triglyceride
lipase resultsin massive cardiac lipid accumulation
becauseof inability to break down triglyceride.
Overexpressionof diacylglycerolacyl transferase
promotes triglyceride accumulation in cardiomyocytes
resulting in LV systolic and diastolic dysfunction and
increased cardiac fibrosis.Regardlessof the mecha-
nism, all these abnormalities promote cardiac steatosis,
which in turn leads to cardiac remodeling,myocardial
damage,and eventually to myocardialdysfunction.
These effects are thought to be mediated by long chain
fatty acids and their metabolicproductssuch as
diglyceroland ceramides.The extentto which these
transgenicmurinemodelsrelateto humanpatho-
physiology in obesity isuncertain.However,recent
studiesin type 2 diabeticpatientshave reported
myocardialsteatosisassociatedwith LV diastolic
dysfunction.83,84
Other metabolic factors that have contributed to car-
diac remodeling and dysfunction in animalmodels
and in limited human studies include hyperleptinemia
because of leptin resistance, insulin resistance with hy-
perinsulinemia, and adiponectin deficiency.3,41,42,85,86
CLINICAL MANIFESTATIONS OF OBESITY
CARDIOMYOPATHY
Obesity serves as a risk factor for HF. In such patients,
clinical manifestations of HF are similar to those of HF
from other causes. Severe obesity, however, is capable
of causing HF in the absence of other forms of organic
heart disease.87When this occurs, the clinical syndrome
that resultsis termed ‘‘obesity cardiomyopathy.’’87
Most peoplewho develop obesity cardiomyopathy
have a body weight$135 kg, a relative weightof
175%–200%, or a BMI $40 kg/m2.87 Most have been
severelyobesefor at least 10 years.87 There is
frequently a history ofrecentweightgain preceding
the development of symptoms of HF.87 Acute pulmo-
nary edema is relatively uncommon, unlike other forms
of HF with a preserved LVEF.80Episodes of atrial fibril-
lation and atrial flutter may occur.87The natural history
of this condition is characterized by repeated bouts of
pulmonary and systemiccongestion,often tracking
with recent weight gain.87In severe obesity, sleep apnea
may occur in up to 50% of patients. Severe hypoventi-
lation occurs in approximately 10% of individuals.87
Hypoxemia related to sleep apnea/obesity hypoventila-
tion Q8may contribute to pulmonary arterial HTN and RV
failure.80However, LV failure is the predominant cause
of RV failure in those with obesity cardiomyopathy.87
Isolated cor pulmonale does notoccur with this syn-
drome.87The pathophysiology of obesity cardiomyopa-
thy is summarized in Figure 1.
Obesity cardiomyopathy sharessome clinicalfea-
tures with other causes of HF, but possesses some that
are unique to this syndrome.87Symptoms of obesity car-
diomyopathy include dyspnea on exertion,orthopnea,
and paroxysmalnocturnaldyspnea,recentweight
gain,recentincrease in lowerextremity edema and
abdominalgirth,mentalconfusion and disorientation,
and somnolence and in some cases coma and death
(often sudden).87Physical signs of obesity cardiomyop-
athy include jugular venous distension and hepatojugu-
lar reflux, pulmonary crackles, a fourth heart sound or
a summation gallop,hepatomegaly,brawny edema,
cyanosis(often accompaniedby polycythemia),a
Cheyne-Stokes breathing pattern,conjunctivalsuffu-
sion, retinalvenouscongestion,and papilledema.87
Heartmurmurs occur relatively infrequently.87 These
symptoms and signs resultfrom the combination of
LV and RV failure and thesequelaeof the sleep
apnea/obesity hypoventilation syndrome.87
Electrocardiographic abnormalities associated with
severe obesity include low QRS voltage and rightward
shift in the QRS Q9axis.88 Electrocardiographic evidence
of LVH occurs with a lower frequency than echocardio-
graphic LVH.88 Multiple studieshave demonstrated
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prolongation of the QTcQ10 interval and QTc dispersion in
obese subjects.88 However, QTc intervals are generally
only mildly prolonged and have not been shown to pre-
dispose to ventricular tachyarrhythmias.
The chest x-ray in obesity cardiomyopathy typically
shows a pattern of LVH or biventricular hypertrophy
along with various pulmonary manifestations of HF.87
Plasmanatriureticpeptides,which are valuable
in confirmingthe presenceof HF in dyspneic
patients, are less reliable in obese individuals.89,90
For
reasons thatare uncertain,plasma natriuretic peptide
levels are lowerin obese than in lean patients with
equivalent degrees of severity of HF.In some studies,
natriuretic peptide levelswere 50% lowerin obese
than in otherwise comparable lean subjects with HF.90
Cardiopulmonaryexercisetesting studieshave
demonstrated that obese HF patients have lower exer-
cise capacity, as determined by peak oxygen consump-
tion,than do lean HF patients.These differences are
negated when correcting for lean,as opposed to total
body weight.Nevertheless,cardiopulmonary exercise
testing has been a usefultool to assess prognosis in
obese HF patients.91
MANAGEMENT OF OBESITY CARDIOMYOPATHY
The managementof obesitycardiomyopathyis
similar in many respects to managementof HF from
othercauses.87 A thorough search forand treatment
of precipitating factors,particularly HTN and atrial
fibrillation,is indicated in allcases.Moderate salt
restrictionand loop diureticsare key components
of managementregardlessof LV systolic function.
Angiotensin converting enzyme inhibitorsor angio-
tensin receptorblockersshould beadministered in
patientswith severeLV systolic dysfunction.The
role of aldosterone blockers in this setting is unknown.
b-Blockers or a/b-blockers known to improve survival
in patients with severe LV dysfunction should also be
considered.Digitalis is indicated in patients with LV
systolic dysfunction who do not achieve an asymptom-
atic state with RAAS blockade on b-blockersQ11 . Serum
digoxin levelsare related to lean body mass;thus,
the dose should not be weight based.87 Nonpharmaco-
logic measures that may be necessary in some patients
with obesity cardiomyopathy include electrocardiover-
sion of atrialfibrillation or flutterand continuous or
bilevel positive airway pressure in those with obstruc-
tive sleep apnea.Severe obesity has generally been
considereda contraindicationto hearttransplanta-
tion.1,2 However,severalrecentcasereportshave
described severely obese patients with refractory HF
who underwentbariatricsurgery,lost substantial
weight,and then subsequently underwentsuccessful
hearttransplantation,in some cases firstreceiving an
LV assistdevice as a bridge to transplantation.92-96
Purposeful weight loss: general considerations. The
mosteffective long-term treatmentof obesity cardio-
myopathy is purposefulweightloss.97-109Purposeful
weightloss may be achieved by diet,exercise,or
bariatric surgery.1,87,97-109
Weight loss-related changes
in cardiac performanceand morphologyare most
pronounced in severely obese individuals.Although
weight reductiondiets and exerciseare capable
of favorably altering cardiac structure and function
in such patients,bariatric surgery is associated with
the mostprofound alterationsbecause ofits ability
to produce a greater degree of weightloss than other
modalities.87,97-109
Weight loss is capable of reversing
many of the clinical manifestationsof obesity
cardiomyopathy and mostof the adverse effectson
cardiac performance and morphology associated with
obesity.95,97-109
Hemodynamic response to weight loss. In severely
obesesubjects,substantialweightloss producesa
decrease in total and CBV, oxygen consumption, arterio-
venous oxygen difference, CO, cardiac work, LV work,
and SV.26,27,87,97-99
Mean arterialpressure generally
decreases,particularly in patientswith HTN.26,87,97
The response of SVR to weight loss is more variable.
It usually increasesin normotensive obese subjects,
butmay notincrease in patients with systemic HTN
depending on the blood pressure response.The SVR
response depends on the relative reductions in CO and
mean arterialpressure.Rightheartpressures decline
with weightloss because ofimprovementsin sleep
apnea and obesity hypoventilation,26,98
improvement in
LV failure, and a reduction in hypervolemia. LV filling
pressures have decreased with weight loss in some, but
not in all studies of severely obese patients.26,97-99
The
lack of improvement in LV filling pressure may relate
to myocardial fibrosis related to LVH,which may not
change with weightloss.Hemodynamic responses to
exercise may improve and even normalize.
Effect of weight loss on cardiac morphology. Weight
loss has consistently and significantly produced reduc-
tion in LV mass in severely obese subjects.39,100-106
In
moststudies this was associated with a concomitant
decrease in LV diastolic chamber size and/or Q12LV wall
thickness.39,100-108
Thesereductionshavegenerally
been attributed to favorable alterations in LV loading
conditions,particularly SBP and LV end-systolic wall
stress.39,43
The extent to which favorable alterations in
neurohormonalor metabolic abnormalities contribute
to regression ofLVH is uncertain.It is certainly
plausible thatdecreasesin RAAS and sympathetic
nervous system activity, lowering of insulin resistance,
and reduction in serum leptin levelsmay facilitate
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reverse remodeling of the LV. In several studies the LV
radius-to-thicknessratio or relativewall thickness
decreased with substantial weight loss.39,100-106
In one
recentstudy,the incidence of abnormalLV geometry
(concentric LV remodeling or hypertrophy and eccen-
tric LVH) decreasedfrom 70.7% to 42.5% with
substantial weight loss in severely obese subjects.102
Although the mostdramatic reductions in LV mass
have occurred in severely obese patients, usually after bar-
iatric surgery, studies of class I and II obese patients have
consistently shown significantdecreases in LV mass,
usually associated with diet and exercise.39,102,104
When
studied,left atrialdimension/volumeQ13 has reportedly
decreased with weightloss in patientswith severe
obesity.39Limited information suggests that weight loss
is also capable of reducing RV chamber size.100
Effect of weight loss on LV diastolic function.As noted
previously,hemodynamicstudiesassessing LVEDP
or pulmonary capillary wedge pressure have shown
variable responses to weightloss.Some studies have
shown a decrease,whereasothershaveshown no
change.In contrast,studies using noninvasive cardiac
techniques to assess LV diastolic filling have consis-
tently shown improvement with weight reduction,not
only in severely obese patients,but also in class I and
II obese patients.65,100,102-107
One study demonstrated
improvementin LV filling in severely obese subjects
only in thosewith LVH.70 Most studiesassessing
LV diastolic function noninvasively have used load-
sensitivetechniques.65,70,100,102-107
Not surprisingly,
improved LV loading conditionsafterweightloss
havecorrelated strongly with improvementin LV
diastolicfilling. More recentstudiesusing tissue
Doppler imaging to assess LV diastolic function have
shown improvementin mitral annularvelocitiesin
diastole in all classes of obesity.3,41,74
Why there is a
lack of concordancebetweenweight loss-related
changes in LVEDP and weight loss-related changes in
LV diastolic filling assessed noninvasively is unknown.
Effect of weight loss on LV systolic function.In severely
obese patients,LV systolic function assessed using LV
ejection phase indices is usually normal or supranormal.
Thus, it is not surprising that most studies assessing LV
systolicfunction beforeand afterweightloss have
reported no significantdifference.75,76,106,107
In one
study,LV systolic function in severely obese patients
improved afterweightloss predominantly in those
with LV systolic dysfunction beforeweightloss.76
In contrast,recentstudiesusing tissue Dopplerand
speckle track imaging to evaluate LV systolic function
before and after weight loss have reported improvement
in mitral annular velocities in systole and reduction of
myocardialdeformation in allclasses of obesity,even
when LV ejection phase indices were normal.3,41,74,100
ThesefindingssuggestthatsubclinicalLV systolic
dysfunction occurs commonly in obesity and may be
reversible with weight loss.
Effect of weight loss on clinical manifestations of obesity
cardiomyopathy. Surprisingly little information exists
concerning the effectof weightloss on the clinical
manifestations of obesity cardiomyopathy. Estes et al108
reported reversal of such manifestations as somnolence,
periodic breathing,and polycythemia as wellas less
dyspnea in 5 of 6 severely obese subjects studied after
weight loss ranging from 38 to143 pounds.In a study
of 14 severely obese patients with HF,a substantial
weight loss was achieved with bariatric surgery Alpert
et al14 reported improvements in New York functional
class from II to I in 5,from III to I in 3,and from III
to II in 4 subjects.Two class III patients experienced
no improvement. Class IV patients were not included in
the study.Miranda et al109studied the effect of weight
loss in 13 severely obese patients (bariatric surgery in
7 and diet in 6 patients).Significantimprovement
in quality oflife, dyspnea,and leg edema occurred
exclusively in patients undergoing bariatric surgery.109
These results suggest that substantial weight loss (parti-
cularly from bariatric surgery) produces improvement
in symptoms and signs of HF in severely obese patients
with obesity cardiomyopathy and should beconsi-
dered for this reason.There are no large-scale studies
assessingthe effectof purposefulweightloss on
mortality in severely obese patients.
Whether purposefulweightloss improves mortality
risk in class I and II obese patients with HF is unknown.
Obesity is less likely to be the driving factor for HF in
such patients.The obesity paradox,discussed previ-
ously, suggests that the presence of overweightedness,
class I obesity, and possibly class II obesity is associated
with lower mortality rates than those of underweight
or normal weight persons.Some studies have actually
reported a worse prognosis with weightreduction in
such individuals; however, these studies did not exclude
patients with nonpurposeful weight loss.1,2
CONCLUSIONS Q14
Obesity is both a risk factor for and a direct cause of
HF. Severe obesity in particular is capable of producing
hemodynamic alterations that may cause cardiac remod-
eling and changes in ventricular function that may lead
to LV and RV failure (Fig 1).Certain neurohormonal
and metabolic abnormalities associated with obesity
may contribute to this process.Purposeful weight loss
is the mosteffective long-term measure for reversing
abnormalities of cardiac performance and morphology
associated with obesity and for improving the clinical
manifestations of HF in patients with obesity cardiomy-
opathy.
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The manuscripthas been reviewed and approved by allnamed
authors.
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