Analysis of ASIC Form 201 & Royal Commission on Financial Sector

This document comprises an application for registration as an Australian company using ASIC Form 201, detailing various sections of the form including company details, officeholder appointments, share structure, and member information. It also includes a discussion on the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, highlighting its role in investigating delinquencies in financial transactions firms. The document further explains the powers of the royal commission, such as issuing permits for search, investigating specific matters, and gathering evidence, while emphasizing the commission's focus on scrutinizing crimes in the financial sector without making policy recommendations. Desklib provides a platform to explore more solved assignments and study resources related to legal and financial topics.

ASIC Form 201 11 December 2012 Page 1 of
ASIC No-Liability Company Registration
Name
Institution

ASIC Form 201 11 December 2012 Page 2 of
Australian Securities &
Investments Commission
Application for registration as anAustralian company
Use this form to apply to ASIC for registration of a company under the Corporations Act
2001.
Related Forms
208 - Notification of details of shares allotted other than for cash
207Z - Certification of compliance with stamp duty law
Form201
Corporations
Act2001
117
If there is insufficient space in any section of the form, you may photocopy the relevant page(s) and submit as part of this
lodgment
Lodgment details
An image of this form will
be available as part of the
publicregister.
Who should ASIC contact if there is a query about this form?
ASIC registered agent number (if applicable)
102
Firm/organization
Omani Agency Company
Contactname/positiondescription
Chief Auditor Telephone number (during
businesshours)
([phone] )
Email address (optional)
[e-mail]
Postal address
P. O BOX 0067
Brisbane Tasmania 7006
Suburb/City State/Territory Postcode
1 State/territory of registration
Tasmania
2 Details of the company
Does the company have a proposed company name?
If yes, the proposed company name is Fide Company NL
Name reservation
number 6754 (if any)
No

ASIC Form 201 11 December 2012 Page 3 of
The company name on registration will be its Australian Company
Number (ACN).
Tick the legal elements that
apply
Pty. Ltd.
Proprietar
y
Limited No
liability
NL

Page 4 of11 December 2012ASIC Form 201
2 Continued ... Further details of the company
For business names registered
before 28 May 2012 without
an ABN.
Special purpose
companyRefer to
Guide for descriptions
of special purpose
companies.
A public company that is:
• a superannuation trustee,or
• for charitable
purposes only, must
have aconstitution.
Registered office
You cannot use a PO Box address
Is the proposed name identical to a registered business name(s)?
Yes No
If yes, I declare that I hold, or am registering the company for the
holder(s) of, the identical business name(s), the registration details
of which are listed below.
ABN
Or
Previous business number Previous state/territory ofregistration
Type of company Class of company
limited by shares
unlimited with a share
capital
Special purpose (if
applicable)
home unit (HUNT)
superannuation trustee
(PSTC) charitable
purposes only(PNPC)
superannuation
trustee (ULSS)
charitable purposes
only(ULSN)
proprietary company
public company
limited by
shares limited
by guarantee
unlimited with a
share capital no
liability
If this is a special purpose company, tick the box below to make the declaration.
IdeclarethatthiscompanyisaspecialpurposecompanyasdefinedunderRegulation3ofth
eCorporations
(Review Fees) Regulations 2003.
Governance of a public company
The company will rely entirely on replaceable rules
The company has a constitution
A proposed public company which has adopted a “Constitution” must lodge a copy of the constitution with
this application.

Page 5 of11 December 2012ASIC Form 201
Brisbane Tasmania 7006
Australia
Does the company occupy the premises?
Yes No
If no, name of occupier
Occupier’s consent (Select box to indicate the statement below is correct)
Theoccupierofthepremiseshasconsentedinwritingtotheuseofthespecifiedaddressa
Ifsameasregisteredoffice,write“asabove”.
Office, unit, level
PO BOX 92
Street number and Street
name Suburb/City
State/Territory Postcode
Country (if not Australia)
CloseIf b, insert hours open
Registeredofficeofapubliccompanyisopentothepubliceachbusinessdayfromatleast10
And 2 pm to 4 pm.
Registeredofficeofapubliccompanyisopentothepubliceachbusinessdayforatleast3hou
9 am and 5 pm.
Toam/pmFromam/pm
Johnsons
2 Continued ... Further details of the company
Office hours
For a public company
Principal place of business
3 Appoint officeholder
A public company must
have a minimum of 3
directors (2 resident in
Australia) and 1 secretary
(resident in Australia).
A proprietary company
must have a minimum
of 1 director (resident
in
Australia).Theofficeofsecret
aryis optional, but if
appointed one must
reside inAustralia.
Officeholder(s) appointment date
shall be effective from the
beginning of the day on
which the company
becomes registered.
Office held
Director Secretary
Family name Given names
Former name
Street number and
Street name
102 Georgina Street
Suburb/City
Brisbane
State/Territory
Tasmania
Postcode
2004
Country (if not
Australia)

Page 6 of11 December 2012ASIC Form 201
Date of birth
4/12 /1985
Place of birth
(town/city) Paring
(state/country)
Australia

Page 7 of11 December 2012ASIC Form 201
N
3 Continued ... Appoint another officeholder
A public company must
have a minimum of 3
directors (2 resident in
Australia) and 1 secretary
(resident in Australia).
A proprietary company
must have a minimum
of 1 director (residentin
Australia). The office of
secretary is optional, but if
appointed one must
reside in Australia.
Officeholder(s) appointment date
shall be effective from the
beginning of the day on
which the company
becomes registered.
Office held
Director Secretary
Family name Given names
Adams Mr. John Adams
Former name
John
Street number and
Street name
98 George Road
Suburb/City State/Territory
New South
Wales
Postcode
2144
Parramatta
Country (if not
Australia)
Date of birth
07/03 /1988
Place of birth
(town/city) Victoria
(state/country) Australia
3 Continued ... Appoint another officeholder
A public company must
have a minimum of 3
directors (2 resident in
Australia) and 1 secretary
(resident in Australia).
A proprietary company
must have a minimum
of 1 director (residentin
Australia). The office of
secretary is optional, but if
appointed one must
reside in Australia.
Officeholder(s) appointment date
shall be effective from the
beginning of the day on
which the company
becomes registered.
Office held
Director Secretary
Family name Given names
Johnsons Noah Johnsons
Former name
Noah
Street number and
Street name
100 Flushcombe
Street
Suburb/City
Black town
State/Territory
New South
Wales
Postcode
2143
Country (if not
Australia)

Page 8 of11 December 2012ASIC Form 201
5 Share structuretable
Details of shares issued by the company. Please show all details of shares that the company has on issue at the time
of this application.
Standard share codes
Refer to the table for the
share class codes for
sections 5 and 6.
Share class code Fulltitle Share class code Fulltitle
A A PRF preference
B B ...etc CUMP cumulativepreference
EMP employee’s NCP non-cumulativepreference
FOU founder’s REDP redeemable preference
LG lifegovernor’s NRP non-redeemablepreference
MAN management CRP cumulative redeemable
preference ORD ordinary NCRP non-cumulative
redeemablepreference
RED redeemable PARP participative
preference SPE special
If you are using the standard share class codes you do not need to provide the full title for the shares, just the
share class code.
If you are not using the standard share class code, enter a code of no more than 4 letters and then show the full
title.
Share Full title ifnotstandard Totalnumberof Totalamount
Totalamount
classcode shares paidonthese unpaid onthese
shares shares
Are any of these shares issued other
than for cash?
Yes
No
If yes, will some or all of the
shares be issued under a written
contract?
Yes
If no, continue to Section 6 Details
of members.
If yes: Proprietary companies
Lodge a Form 207Z certifying that all stamp duties have been paid.
Public companies
Lodge a Form 207Z and either a Form 208 or a copy of the contract.
No
MAN 1000 $ 9000 $1000
ORD 5000 $ 40000 $10000
RED 200 $1000 $1000
PRF 4000 $35000 $5000

Page 9 of11 December 2012ASIC Form 201
If no: Proprietary companies
Continue to Section 6
Details of member
s.
Public companies
Lodge a Form208.

Mariana Johnsons
98 George Street Tasmania 7002
Member details and shareholding Indicate whether the member is an individual or a company and provide the:Family name Given names
•
•
•
nameoftheindividualorcompany address of the individual or company,and
shareholding. OR
Company name
ACN/ARBN/ ABN
Address of individual or company Office,unit,level,orPOBoxnumber
PO BOX 342
Street number and Street name Suburb/City
State/Territory Postcode
Country (if not Australia)
Complete each column for each share class the above member has agreed, in writing, to take up.
Note:Beneficiallyheldusuallymeansthattheownerofthesharesisentitledtothedirectbenefitfromtheshares.Forexample,be
ASIC Form 201 11 December 2012 Page 10 of
6 Details of members
Use this section to notify the name and address of each person who consents to become a member.
If shares are jointly owned, provide names and addresses of all joint-owners on a separate sheet (annexure),
clearly indicating the share class and with whom the shares are jointly owned.
Please complete a separate section below for each member, print additional copies of page 7 if more members are
required.
Share
class Number of Amount
agreed to Total $ paid
on Amount
unpaid Total $
unpaid on Fully
paid Beneficia
lly
code shares taken
up pay per share these shares per share these shares (y/n) held
(y/n)
ORD 100 $150 $15000 $100 $10000 $15000 $10000
PRF 50 $100 $5000 $500 $2500 $5000 $2500

Annete Julieta
Parramatastreet Parramata 2503
Family name Given names
OR
Company name
ACN/ARBN/ ABN
Office,unit,level,orPOBoxnumber
PO BOX 78
Street number and Street name Suburb/City
State/Territory Postcode
Country (if not Australia)
Page 11 of11 December 2012ASIC Form 201
Livingstone Starlone
Mugindi victoria 2407
Family name Given names
OR
Company name
ACN/ARBN/ ABN
Office,unit,level,orPOBoxnumber
PO BOX 44
Street number and Street name Suburb/City
State/Territory Postcode
Country (if not Australia)
6 Continued ... Details of anothermember
Share
class Number of Amount
agreed to Total $ paid
on Amount
unpaid Total $
unpaid on Fully
paid Beneficia
lly
code shares taken
up pay per share these shares per share these shares (y/n) held
(y/n)
RED 100 $150 $15000 $100 $10000 $15000 $10000
ORD 50 $100 $5000 $500 $2500 $5000 $2500
6 Continued ... Details of anothermember

Page 12 of11 December 2012ASIC Form 201
Share
class Number of Amount
agreed to Total $ paid
on Amount
unpaid Total $
unpaid on Fully
paid Beneficia
lly
code shares taken
up pay per share these shares per share these shares (y/n) held
(y/n)
PRF 100 $150 $15000 $100 $10000 $15000 $10000
ORD 50 $100 $5000 $500 $2500 $5000 $2500