KOI BUS200 Law of Business Organizations: ASIC Form 201 Application

This document presents a completed ASIC Form 201, the application form for registering a company under the Corporations Act 2001 with the Australian Securities & Investments Commission (ASIC). The form is filled out with hypothetical details for ABC Limited, a proprietary company based in Tasmania. The application covers various sections, including company details (name, legal structure), registered office, officeholders (directors and secretary), share structure, and member details. It also includes the declaration by the applicant and relevant attachments. The document provides a practical example for students studying business law and company registration procedures, demonstrating how to complete the form and the information required. The guide and related forms are also included to provide additional context.

AustralianS ecuri ti es&In ve
stmentsCo mmi ssion
Appli cation fo rregi stration asanAustrali anco
mp any
Use this form toapply to ASI Cforregis tra tiono facompanyunder theCorporations A ct2001 .
Re late dFo rms
208-No tifi cationo fde tailso fsharesallo tt edo ther than forcash207 Z -
Cer tifi cationo fcompliancewi ths tampdutylaw
Fo rm201 Corpo
ra tion sAct 2001117
I fth ere i sins u ff ic ie n tsp acein an ysect iono fth ef o rm ,y ou maypho to cop yt h ere levan tp a g e(s)a nd s ub mi tas p art o fthi slodg eme n t
Lodg eme n td eta il s
A nimageo ft hi sf ormwillbeav ailablea s par t of
t hepubli c regi st er.
Who should A SI Cc ontact ift h ere isa qu erya bou tt hi sf o rm ?
ASI Cregi st eredagent number(ifappli c able)
09364588921
F irm / organization
ABC Limited
Con t act name /po s itionde sc rip tion T elephonenumber(duringbu s ine ss hour s )
(9807037480)
Andrew Martin
E mailaddre ss (op tional)
[e-mail]
S uburb/ City St a te /T erri t or y P ostc ode
Hobart Tasmania 3007
1 S tate /territ ory ofre gi strat ion
I appl yf orregist ra tiono ft he c ompany undert heCorpora t ion sAct 2001andnominat et he St at eor T erri tor y inwhic ht hec ompany willb
e ta k en t oberegist ered .
Giv e St a teorT erri t or y
Tasmania
2Deta il soft hec ompa ny
D o esth eco m p an y h aveap r opo sed c o mp a n yn ame?
X Y es
Ifyes,t hepropo s edc ompany namei s
ABC Limited
Namere s er v at ionnumber(ifan y )
97339703703
No
T he c ompany nameonregist ra t ionwillbei tsAust ralianCompan y Number(A CN).
T ickt helegalelemen tstha tappl y
Pty. L td . P roprie tar y Limi t ed Noliabili ty X NL

A SICForm201 11December2012 Pa g e1 o f8

2Con tinued ...Fu rt herdeta il s oft hec ompany
I sth e p ropo se dn ame ide n tica lto are gi stere dbu s in essn ame(s)?
Y es X No
Ify es,I declare tha tI hold ,oramregist ering the c ompanyf or t heholder(s )o f,theiden t ic albu s ine ss name(s ),t her
egist ra tionde tail s of whi c harelist edbelow .
AB N
F orbusine ss name s regi st eredbe fore28
May2012withou t an AB N .
or
P rev iou sbu s inessnu m b er P rev iousstate /terr i to ry o fre gi stration
T yp e o fc o m p an y
proprie tar yc ompany
publicc ompany
C lasso fc o mp a n y
limit edbys hare s
unlimit edwi tha s hare c api tal
limit edbys hare s
limit edby guaran tee
unlimit edwi tha s hare c api tal
noliabili ty
Sp eci alpu rpo se(if applic able)
homeunit (HUN T )
s uperannuat ion tru st ee(PST C)
c hari t ablepurpos e s only (P NP C)
s uperannuat ion tru st ee(ULSS )
c hari t ablepurpos e s only (UL S N)
Sp ec i alpu rpo seco m p an yRef ert
oGuide f orde sc rip tion s o fspecialpu
rpo s ec ompanies.
A public c ompanytha tis:
•asuperannuation t ru st ee ,or• f orc
hari tablepurpo s es only,
mustha v eac on st itu tion .
Ift his is a s pec ialpurpo s e c ompany,t ickt hebox below tomak e thede c lara tion .
I dec lare t ha tt hi sc ompany is a s pec ialpurpo s e c ompany as def inedunderRegula tion3o ft heCorporat ion s (Re v iew F ee
s )Regula t ion s 2003.
Go ver n an ce o fa publi cco m p an y
T he c ompany willrely ent irel y onrepla c eablerule s
X T hec ompany ha s ac on st itu tion
Ap r opo se dpubli cco m p an y whic hh asa dop te d a “ Con st itu tion” m u stlodg eac op y o fth ec onsti tu tionwi th thi sa pplica
tion.
Ift hepropo s edc ompanyist obeapubli cc ompanyli m ite db ygu ara n tee ,st at et heamount oft heguaran tee tha tea c hmemberagree
st oinwri ting .
Regi stere do ff i ce
Y oucannot us ea POBox addre ss
T heamount oft hemember’s guaran teei s $ 7500
(inser tamoun t) Att heo ff i c eo f, C/ -(i f appli c able)
Off i c e, uni t, le v el
721

St ree tnumberandSt ree tname
265sheer bottle Street
S uburb/ City St at e/T erri tor y P o stc ode
Hobart Tasmania 3007
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2Con tinued ...Fu rt herdeta il s oft hec ompany
D o est h ec o m p an y o cc up yt h ep rem i ses?
X Y es
No
If no , nameofo c cupier
Occupier’sc on s ent (S ele ct boxt oindi c a te the st at ement belowisc orre ct )
Off ice hou rs
F orapublicc ompany
T heocc upierofthepremis es hasc ons en tedinwri tingt ot heus eofthes pe c if i edaddre ss as theaddre ss oftheregist er
edoff ic eo ft he c ompan y andha s not wit hdrawnt ha tc on s ent.
X
a .Regist eredo ff i ceo fapubli cc ompany is open to thepublic ea c hbus ine ss da yf roma t lea st 10amt o12noonand2pmt o4p
m .
b . Regi st eredoff iceof apublicc ompany is opent ot hepublic eac hbus ine ss da yfora t lea st 3hours be tween9amand5pm.
If b, in s er thoursopen from am/pm c lo s e to am/pm
P rin cip alpl ace o fbu s in ess
I fsameasre gi stere do ff ice ,wr ite “ asa bo ve ”.Off ic
e ,uni t, le v el
As above
St ree tnumberandSt ree tname
As above
S uburb /Ci ty St at e/T erri tor y P o stc ode
As above As above As above
Coun try (i fno tAu st ralia)
3 A ppoin t off i cehold er
A publiccompan y mu sthav eaminimumo f 3d
irec t ors (2re s iden t in A u st ralia)and1secre ta
ry (re s iden tin A ust ralia).
Off i ceh e ld
X Dire ct or S e c re t ary
A proprie t aryc ompany mu st hav eamini
mumo f1dire ct or(re s iden tin A us t ralia) .
T heoff ic eofs e c re t ary is op tional , bu t ifa
ppoin tedonemu st residein A ust ralia .
Off i ceholder(s )appoin t men tda te s hallbe
e ff ec t ivef rom thebeginningo ft hedayonw
hi c ht hec ompany be c ome s regis tered .
F amil y name Giv ennames
Limon RchewsLimon Rchews
F ormername

NA
St ree t numberandSt ree t name
521 George Street
S uburb/ Ci ty St a te /T erri t or y P ostc ode
Hobart Tasmania 3007
Count ry (if notA ust ralia)
Dat eof bir t h
12/06/1987
P la c eof bir t h(t own /c ity) (st at e/count ry )
Hobart Tasmania
A SICForm201 11December2012 Pa g e3 o f8

3Con tinued ... A ppoin tano t heroff i cehold er
A public c ompany mu stha v eaminimumo f
3dire ct or s (2re s iden tin A ust ralia)and1s e
c re t ar y (re s iden tin A us t ralia) .
A proprie tar yc ompany mu st ha v eamini
mumof 1dire ct or(re s iden t in
A ust ralia).Theoff ic eofs e c re t ary is op ti
onal ,bu tif appoin tedonemu st residein A
ust ralia .
Off iceholder( s )appoin tmen t da t es hallbe
effec tiv e from t hebeginningo ft hedayonw
hic h the c ompany bec ome s regis t ered .
Off i ceh e ld
X Dire ct or
F amil y name
Tike Dawson
F ormername
NA
St ree tnumberand St ree tname
108, Almeit Street
S uburb /Ci ty
Hobart
Coun try (i fno tA u st ralia)
S e c re t ary
Giv ennames
Tike Dawson
St a te /T erri t or y P ostc ode
Dat eof bir t h
15/03/1990
P la c eo fbir th( town /c ity) (st at e/c ount ry )
Hobart Tasmania
3Con tinued ... A ppoin ta not heroff i ce hold er
A public c ompany mu stha v eaminimumo f
3dire ct or s (2re s iden tin A ust ralia)and1s e
c re t ar y (re s iden tin A us t ralia) .
A proprie tar yc ompany mu st ha v eamini
mumof 1dire ct or(re s iden t in
A ust ralia).Theoff ic eofs e c re t ary is op ti
onal ,bu tif appoin tedonemu st residein A
ust ralia .
Off iceholder( s )appoin tmen t da t es hallbe
effec tiv e from t hebeginningo ft hedayonw
hic h the c ompany bec ome s regis t ered .

Off ice h eld
X Dire ct or S e c re t ary
F amil y name Giv ennames
SonaldZimmernSonaldZimmern
F ormername
NA
St ree t numberandSt ree t name
184, Lroadway Street
S uburb/ Ci ty St a te /T erri t or y P ostc ode
Hobart Tasmania 6006
Count ry (if notA ust ralia)
Dat eof bir t h
10/08/1990
P la c eo fbir th( town /c ity ) (st at e/count ry )
Hobart Tasmania
4 Id e ntify ul timate holding compa ny

Will th eco m p an y h aveanul timate holding c o mp a n yupon re gi strat ion?
Y e s
Ify es, pro v ide t hef ollowingdet ails o ft heul tima t eholding c ompany Compa
n y name
A CN /A R B N/AB N Coun try o fin c orporat ion(ifno tAu st ralia)
X No
A SICForm201 11December2012 Pa g e4 o f8

5 Sh arestr uct ureta bl e
De tailso fshare s iss uedbyt he c ompany.P lea s e s howallde tail s ofshare st ha tt hec ompany ha s oniss ueatt he timeo ft hi s appli c at ion .
S ta nd ard s h arec od es
Re fer to the table f ort he s hare c la ssc ode
s for s ect ion s 5and6.

S hare c la ssc odeF ullt itle S hare c la ssc ode F ull tit le
A A
B B... e tcEMP
employ ee’sFO U founder’s
LG
lifego v ernor’s M A N
P R F pre feren c e
CUMP c umulat iv epre feren c eNC P
non-
c umula tiv epre f eren c eRE D P
redeemablepre feren c e
NR P non-redeemablepre feren c e
CR P c umulat iv eredeemablepre feren c eNCR P
non-
If youareus ing the st andard s hare c la ssc ode sy oudonot needt opro v ide the full tit le f ort he s hare s,ju stthe s hare c la ssc ode .

If youareno tu s ing the st andard s hare c la ssc ode,en tera c odeo fnomore t han4le tt er s andt hens how the full tit le .S hare
F ullt itlei fno tstandard
T ot alnumberof classcodes hare s
T ot alamoun tp
aidont he s e s h
are s
T o talamount unp
aidon the s es hare
s
A 55000 500000
A rean y oft he s es hare s iss uedot herthanf or c a s h?
Y e s
Ifye s, will s omeorallo ft he s hare s beiss uedunderawri tt en
c ont ra ct ?
Y e s
Ify es:P r op ri etaryc o mp a ni es
X No
If no,con tinue t oS ection 6Detail s o fmem b ers .
LodgeaF orm207 Zc er t ifying tha tall st ampdutie s ha v ebeenpaid.
Publi cc o m p ani es
LodgeaF orm207 Z andei thera F orm208ora c op y oft he c ont ra ct.
No
If no :P r op ri etaryc o mp a ni es
Continue t oS ect ion 6Detail s o fmem b ers .
Publi cco m p ani esL
odgeaF orm208 .
A SICForm201 11December2012 Pa g e5 o f8