Superannuation and Retirement Planning Project: DFP3_AS_v6A1 Kaplan

This document represents a comprehensive written project for the DFP3_AS_v6A1 Superannuation and Retirement Advice course, focusing on the financial planning process for Nathan and Mary Davidson. The project requires students to establish a client relationship, identify objectives, and analyze their financial situation, including assets, income, and superannuation details. It involves analyzing client needs, developing suitable strategies, addressing superannuation concerns, and presenting financial plans. The project incorporates a case study, fact-finder, and requires the creation of a Statement of Advice (SOA). The assessment aims to evaluate the student's competence in financial planning, superannuation advice, and the ability to create and implement financial plans, as well as provide ongoing service. The project is graded based on demonstrated competence across multiple sections, with opportunities for resubmission if needed. The project also provides instructions for submission and grading, emphasizing the importance of a reasonable attempt and adherence to the provided template.

Written Project
DFP3_AS_v6A1

Superannuation and Retirement Planning
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(DFP3_AS_v6A1)
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Student identification (student to complete)
Please complete the fields shaded grey.
Student number
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Written project result (assessor to complete)
Result — first submission (details for each activity are shown in the table below)
Parts that must be resubmitted:
Result — resubmission (if applicable)
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Result summary (assessor to complete)
First submission Resubmission (if required)
Section 1 Not yet demonstrated Not yet demonstrated
Section 2 Not yet demonstrated Not yet demonstrated
Section 3 Not yet demonstrated Not yet demonstrated
Section 4 Not yet demonstrated Not yet demonstrated
Section 5 Not yet demonstrated Not yet demonstrated
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Feedback (assessor to complete)
[insert assessor feedback]
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Before you begin
Read everything in this document before you start your written project for Superannuation and Retirement Advice (DFP3v6).
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About this document
This document is the written project, to be submitted with your Oral A project with audio recording. These assessments must be submitted before
submitting your Oral B project.
This document includes the following:
• Instructions for completing and submitting this project.
• Project sections (including fact finder templates, cash flow templates and managed funds calculations).
– Section 1: Establish the relationship with the client and identify their objectives, needs and financial situation.
– Section 2: Analyse client objectives, needs, financial situation and risk profile to develop appropriate strategies and
solutions.
– Section 3: Address clients’ questions and concerns about superannuation matters.
– Section 4: Present appropriate strategies and solutions to the client and negotiate a financial plan, policy or transaction.
Provide ongoing service where requested by the client.
– Section 5: Agree on the plan, policy or transaction.
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How to use the study plan
We recommend that you use the study plan for this subject to help you manage your time to complete the project within your enrolment period.
Your study plan is in the KapLearn Superannuation and Retirement Advice (DFP3v6) subject room. You must submit and complete your oral A
project, audio recording, written project and exam, prior to you commencing and submitting your oral B project and audio recording. We strongly
suggest completing your oral A project and audio recording, written project and exam in Week 10 and once completed, to then commence and
submit oral B project and audio recording no later than Week 12.
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How to use the sample case study and SOA
The sample case study provides a model to help you prepare your SOA for this project. The case study explains the process that is undertaken to
develop the SOA with reference to an example and it is a very useful resource. Download the sample SOA and refer to it as you work through the
learning materials for this subject.
Before you start work on this project, go back to the sample SOA and:
• compare how the SOA matches with the goals and objectives identified in the case study
• consider what information has been included in the SOA
• consider why this information has been included.
This exercise will help you prepare an SOA for this project that addresses your client’s goals. Please bear in mind that not all SOAs are exactly alike in
their construction, but all have common heading topics within them. Accordingly, there may be minor differences between the sample SOA and the
SOA template in this project. However, all the required compliance elements will be included in both formats.
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Instructions for completing and submitting this written project
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