TAE40116 Certificate IV in Training and Assessment Assessment
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AI Summary
This document is a learner assessment booklet for the TAE40116 Certificate IV in Training and Assessment. It includes various assessment tasks designed to evaluate the learner's understanding and competence in the field of training and assessment. The booklet contains instructions, resources, and assessment processes, including written questions, practical activities, validation activities, and RPL activities. The assessment covers multiple units, such as TAEASS401, TAEASS402, TAEASS502, and TAEASS403. The assessment tasks are designed to assess the learner's ability to plan, design, develop, and validate assessment activities. The booklet also includes information about ethical behavior, work-based learning pathways, and the role of a unit of competency in assessment. The document also provides the details of the assessment criteria, the evidence requirements, and the assessment appeal process. Desklib provides this and other past papers and solved assignments to help students succeed.

In Partnershipwith
TAE40116
Certificate IV in Training and Assessment
ASSESSMENT CLUSTER
LEARNER ASSESSMENT BOOKLET
TAEASS401 Plan assessment activities and processes C
TAEASS402 Assess Competence C
TAEASS502 Design and Develop Assessment Tools C
TAEASS403 Participate in Assessment Validation C
Learner Name
(Please Print)
Training Location
Trainers Name
Commencement
Date
TAE40116
Certificate IV in Training and Assessment
ASSESSMENT CLUSTER
LEARNER ASSESSMENT BOOKLET
TAEASS401 Plan assessment activities and processes C
TAEASS402 Assess Competence C
TAEASS502 Design and Develop Assessment Tools C
TAEASS403 Participate in Assessment Validation C
Learner Name
(Please Print)
Training Location
Trainers Name
Commencement
Date
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Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 2
In Partnershipwith
Instructions to Learner
Introduction:
These Practical Activities and Written Questions have been developed to provide you with
the opportunity to demonstrate your skills, knowledge and ability to conceptualise, design,
develop and review learning programs to meet an identified need for a group of learners
Resources for this Unit:
Please read the learning resource accompanying this unit before attempting to respond to
the assessment tasks:
Vocational Training & Assessment Series 2 (McGraw Hill et al,2016)
Learner AssessmentBooklet
Assessment Process:
Assessment decisions will be based on your ability to demonstrate competency against all
performance criteria (included in this booklet) and required skills and knowledge as outlined in
the attached competency standard.Competency will be determined after reviewing all of the
evidence you have submitted.Each piece of assessment will be graded S (Satisfactory) or R
(Resubmit). When all evidence has been gathered, your assessor will make a final
judgment and sign off with C (competent) or NYC (not yet competent). If you have been
deemed competent your Assessor will return your copy of the ‘Final Judgment’ as evidence
of completion of this unit. Alternatively, you will be advised what further action you need to
take to achieve competency.
Assessment is used:
tomeasure Learners' preparedness for further study or professional accreditation;
to provide feedback on Learner learning for both Learners and staff;
todefine and protect academic standards;
to direct Learners' learning.
Effective assessment for a unit or program of study will typically include a mix of
assessmenttypes, selected and designed to meet these multiple and variousdemands.
An explanation of some terms commonly used in describingassessment
Formative Assessment
AssessmenttasksaredescribedasformativeiftheyprovideLearnerswithfeedbackintended to
enable improved performance on current or subsequent tasks. Formative assessment
typically has the development of Learners' understanding or skills as anobjective.
Summative Assessment
Assessment tasks are described as summative if they are awarded a grade (or score), and if
that grade contributes to the overall grade for the unit. Many assessment tasks serve both
summative and formative purposes.
Feedback:
Weadheretothepolicyoftwo-wayfeedbackandinviteyoutoprovideyourcommentsonthe
assessment process for this group of units at the conclusion. We thank you for taking this
seriously, as your contribution is greatly appreciated in our attempt to continuously improve
our assessment system andprocesses.
You will be provided with formal and informal feedback from your trainer at regular intervals
throughout this course of study to assist you in this learning process and in gaining
competency in this unit.
In Partnershipwith
Instructions to Learner
Introduction:
These Practical Activities and Written Questions have been developed to provide you with
the opportunity to demonstrate your skills, knowledge and ability to conceptualise, design,
develop and review learning programs to meet an identified need for a group of learners
Resources for this Unit:
Please read the learning resource accompanying this unit before attempting to respond to
the assessment tasks:
Vocational Training & Assessment Series 2 (McGraw Hill et al,2016)
Learner AssessmentBooklet
Assessment Process:
Assessment decisions will be based on your ability to demonstrate competency against all
performance criteria (included in this booklet) and required skills and knowledge as outlined in
the attached competency standard.Competency will be determined after reviewing all of the
evidence you have submitted.Each piece of assessment will be graded S (Satisfactory) or R
(Resubmit). When all evidence has been gathered, your assessor will make a final
judgment and sign off with C (competent) or NYC (not yet competent). If you have been
deemed competent your Assessor will return your copy of the ‘Final Judgment’ as evidence
of completion of this unit. Alternatively, you will be advised what further action you need to
take to achieve competency.
Assessment is used:
tomeasure Learners' preparedness for further study or professional accreditation;
to provide feedback on Learner learning for both Learners and staff;
todefine and protect academic standards;
to direct Learners' learning.
Effective assessment for a unit or program of study will typically include a mix of
assessmenttypes, selected and designed to meet these multiple and variousdemands.
An explanation of some terms commonly used in describingassessment
Formative Assessment
AssessmenttasksaredescribedasformativeiftheyprovideLearnerswithfeedbackintended to
enable improved performance on current or subsequent tasks. Formative assessment
typically has the development of Learners' understanding or skills as anobjective.
Summative Assessment
Assessment tasks are described as summative if they are awarded a grade (or score), and if
that grade contributes to the overall grade for the unit. Many assessment tasks serve both
summative and formative purposes.
Feedback:
Weadheretothepolicyoftwo-wayfeedbackandinviteyoutoprovideyourcommentsonthe
assessment process for this group of units at the conclusion. We thank you for taking this
seriously, as your contribution is greatly appreciated in our attempt to continuously improve
our assessment system andprocesses.
You will be provided with formal and informal feedback from your trainer at regular intervals
throughout this course of study to assist you in this learning process and in gaining
competency in this unit.

In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 3
Reasonable Adjustment
Reasonable adjustment refers to measures or actions taken to provide all learners with
equitable support and educational opportunity. Ask your trainer to discuss this with you if you
feel that adjustments should be made within your training program.
Cover Sheet and Assessment Agreement:
By signing the competency record sheet, you are verifying that you have received
information regarding the following:
The purpose and context of theassessment
The type of evidence to becollected
A Learner handbook listing RTO’s policies and procedures including a
complaints and appealspolicies.
Youunderstandthatifyouaredeemednotyetcompetentonthefirstoccasion that
you can apply forre-assessment
You understand that any materials and information provided to your trainer
includingyourassessmentdecision/resultwillbekeptconfidential(PrivacyAct)
Any written work that you have provided is your own (notfraudulent)
Recognition of Prior Learning (RPL):
RPL is a process of assessment of your skills, knowledge and competencies that relate to a
course you are taking in any education or training sector, for the purposes of gaining entry to
a formalprogramofeducationandtrainingleadingtoanationalqualificationundertheAustralian
Qualifications Framework (AQF), or having that knowledge or skills assessed so it counts
towards completion of your course. If you believe that you already have the skills and
experience to demonstrate that you are competent in this unit, or part thereof, please apply to
your trainer/assessor to begin the RPLprocess.
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 3
Reasonable Adjustment
Reasonable adjustment refers to measures or actions taken to provide all learners with
equitable support and educational opportunity. Ask your trainer to discuss this with you if you
feel that adjustments should be made within your training program.
Cover Sheet and Assessment Agreement:
By signing the competency record sheet, you are verifying that you have received
information regarding the following:
The purpose and context of theassessment
The type of evidence to becollected
A Learner handbook listing RTO’s policies and procedures including a
complaints and appealspolicies.
Youunderstandthatifyouaredeemednotyetcompetentonthefirstoccasion that
you can apply forre-assessment
You understand that any materials and information provided to your trainer
includingyourassessmentdecision/resultwillbekeptconfidential(PrivacyAct)
Any written work that you have provided is your own (notfraudulent)
Recognition of Prior Learning (RPL):
RPL is a process of assessment of your skills, knowledge and competencies that relate to a
course you are taking in any education or training sector, for the purposes of gaining entry to
a formalprogramofeducationandtrainingleadingtoanationalqualificationundertheAustralian
Qualifications Framework (AQF), or having that knowledge or skills assessed so it counts
towards completion of your course. If you believe that you already have the skills and
experience to demonstrate that you are competent in this unit, or part thereof, please apply to
your trainer/assessor to begin the RPLprocess.
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In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 4
What is Evidence?
Evidence is any information that you gather and provide to an assessor to show that you have
the skills required to gain recognition.
Evidence may include:
a) certificates
b) reports
c) references from your paid or unpaid workexperience
d) samples of yourwork
e) qualifications
f) a practical assessment or skilldemonstration
All evidence that you provide:
a) will be checked by the assessor to ensure itsvalidity
b) should be compiled into a portfolio and clearlyreferenced
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 4
What is Evidence?
Evidence is any information that you gather and provide to an assessor to show that you have
the skills required to gain recognition.
Evidence may include:
a) certificates
b) reports
c) references from your paid or unpaid workexperience
d) samples of yourwork
e) qualifications
f) a practical assessment or skilldemonstration
All evidence that you provide:
a) will be checked by the assessor to ensure itsvalidity
b) should be compiled into a portfolio and clearlyreferenced
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In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 5
Version Control (office use only)
Date No. Comment
07/10/12 1.1 Original version
05/11/14 1.2 Reviewed and revised for continuous improvement
– Improvements
19/01/15 1.3 Reviewed - new practical assessment tasks included
27/05/15 1.4 Reviewed and corrections made for general use
29/10/15 1.5 Design units merged as a Design Cluster version
8/5/2017 1.8 Delivery units reviewed and validated
8/12/2017 1.9 Proof reading, formatting and new footer
21/05/2018 2.0 Formatting to match updated TAE40116 books
06/09/2018 2.1 Reviewed – formatting / grammar / text / layout
Assessor Check Boxes added
05/12/2018 2.2
Formatting – corrections to layout / spacing / grammar
Assessor Check Boxes realigned.
Instructions information added re Check Boxes
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 5
Version Control (office use only)
Date No. Comment
07/10/12 1.1 Original version
05/11/14 1.2 Reviewed and revised for continuous improvement
– Improvements
19/01/15 1.3 Reviewed - new practical assessment tasks included
27/05/15 1.4 Reviewed and corrections made for general use
29/10/15 1.5 Design units merged as a Design Cluster version
8/5/2017 1.8 Delivery units reviewed and validated
8/12/2017 1.9 Proof reading, formatting and new footer
21/05/2018 2.0 Formatting to match updated TAE40116 books
06/09/2018 2.1 Reviewed – formatting / grammar / text / layout
Assessor Check Boxes added
05/12/2018 2.2
Formatting – corrections to layout / spacing / grammar
Assessor Check Boxes realigned.
Instructions information added re Check Boxes

In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 6
Cover Sheet and Agreement
TAEASS401 Plan assessment activities and processes (Full unit)
TAEASS403 Participate in assessment validation (Full unit)
TAEASS402 Assess Competence (Full unit)
TAEASS502 Design and develop assessment tools (Full unit)
CANDIDATE to complete this section
Name
Candidate declaration—By signing below, I declare that:
I have been advised of the assessment requirements, have been made aware of
my rights and responsibilities as an assessment candidate, and choose to be
assessed at thistime
this assessment contains my own work except where I have made due
referenceto work by other/s. I am aware that a false declaration may lead to
withdrawal ofa
qualification or statement of attainment.
Candidate
signature
Date
signed
* Candidates must provide a REAL signature. If submitting your portfolio electronically, either
insert an electronic signature in the space above, or print this page, sign it, then submit a scan of
the signed page.
Name of assessor
Date received
Date review completed
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 6
Cover Sheet and Agreement
TAEASS401 Plan assessment activities and processes (Full unit)
TAEASS403 Participate in assessment validation (Full unit)
TAEASS402 Assess Competence (Full unit)
TAEASS502 Design and develop assessment tools (Full unit)
CANDIDATE to complete this section
Name
Candidate declaration—By signing below, I declare that:
I have been advised of the assessment requirements, have been made aware of
my rights and responsibilities as an assessment candidate, and choose to be
assessed at thistime
this assessment contains my own work except where I have made due
referenceto work by other/s. I am aware that a false declaration may lead to
withdrawal ofa
qualification or statement of attainment.
Candidate
signature
Date
signed
* Candidates must provide a REAL signature. If submitting your portfolio electronically, either
insert an electronic signature in the space above, or print this page, sign it, then submit a scan of
the signed page.
Name of assessor
Date received
Date review completed
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Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 7
Assessment Decision
Unit TAEASS401 Plan Assessment Activities and Processes
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer/
Assessor
I acknowledge that I have provided
regarding the assessment procedu
have provided the Learner with op
feedback.
feedback to the
res undertaken
iportunity to
respo
Learner
n this unit, and
nd to that
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 7
Assessment Decision
Unit TAEASS401 Plan Assessment Activities and Processes
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer/
Assessor
I acknowledge that I have provided
regarding the assessment procedu
have provided the Learner with op
feedback.
feedback to the
res undertaken
iportunity to
respo
Learner
n this unit, and
nd to that
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
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Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 8
Assessment Decision
Unit TAEASS502 Design and Develop Assessment Tools
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer /
Assessor
I acknowledge that I have provided
regarding the assessment procedu
have provided the Learner with op
feedback.
feedback to the
res undertaken
iportunity to
respo
Learner
n this unit, and
nd to that
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 8
Assessment Decision
Unit TAEASS502 Design and Develop Assessment Tools
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer /
Assessor
I acknowledge that I have provided
regarding the assessment procedu
have provided the Learner with op
feedback.
feedback to the
res undertaken
iportunity to
respo
Learner
n this unit, and
nd to that
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)

In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 9
Assessment Decision
Unit TAEASS402 Assess Competence
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer /
Assessor
I acknowledge that I have provided
regarding the assessment procedu
have provided the Learner with op
feedback.
feedback to the
res undertaken
iportunity to
respo
Learner
n this unit, and
nd to that
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page 9
Assessment Decision
Unit TAEASS402 Assess Competence
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer /
Assessor
I acknowledge that I have provided
regarding the assessment procedu
have provided the Learner with op
feedback.
feedback to the
res undertaken
iportunity to
respo
Learner
n this unit, and
nd to that
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
⊘ This is a preview!⊘
Do you want full access?
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In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page
10
Assessment Decision
Unit TAEASS403 Participate in Assessment Validation
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer /
Assessor
I acknowledge that I have provided
the assessment procedures und
provided the Learner withopportu
feedback to theL
ertaken in this
nity to respondto
earnerregarding
unit and have
thatfeedback.
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page
10
Assessment Decision
Unit TAEASS403 Participate in Assessment Validation
Learners Name
Unit Start Date: Unit Finished
Date:
Unit Result: Competent (C) Not YetCompete nt (NYC)
Trainer /
Assessor
I acknowledge that I have provided
the assessment procedures und
provided the Learner withopportu
feedback to theL
ertaken in this
nity to respondto
earnerregarding
unit and have
thatfeedback.
Name
Signature
Assessment Appeal Decision
Learners have the right to appeal an assessment decision please refer to the Healthy
Business Training Academy student handbook
Learner has indicated appealing decision
Date of appeal:
Appeal made to:
(Name of staff
member)
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In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page
11
Assessment tasks
(Written Questions & Practical Assessment Activities)
Instructions
Thisisanopenbookassessment.Youarerequiredtoresearchyouranswersforthese
activities and provide aresponse.
Where practical, respond to tasks by writing in the space provided. Refrain from
excessively answering aquestion.
The to the right of most questions or tasks are for the assessor useonly.
Responses to written questions and practical tasks will be marked and if satisfactory,
will be.
Requirements for satisfactory completion
For a ‘satisfactory’ result in this task, all activities must be responded to, to a ‘satisfactory’
standard. At Certificate IV level this means that
you specifically address all parts of eachactivity
yourresponsesincludeamixoftheorybackedupwithspecificworkplaceexamples (real
or hypothetical) whereappropriate
There is no specific timeframe for answering the questions, but you are required to
have completed all assessment items within 12 months ofcommencement.
Assessment Task 1 Written Questions
Assessment Task 2 Practical Tasks
Assessment Task 3 Validation Activity
Assessment Task 4 RPL Activity
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page
11
Assessment tasks
(Written Questions & Practical Assessment Activities)
Instructions
Thisisanopenbookassessment.Youarerequiredtoresearchyouranswersforthese
activities and provide aresponse.
Where practical, respond to tasks by writing in the space provided. Refrain from
excessively answering aquestion.
The to the right of most questions or tasks are for the assessor useonly.
Responses to written questions and practical tasks will be marked and if satisfactory,
will be.
Requirements for satisfactory completion
For a ‘satisfactory’ result in this task, all activities must be responded to, to a ‘satisfactory’
standard. At Certificate IV level this means that
you specifically address all parts of eachactivity
yourresponsesincludeamixoftheorybackedupwithspecificworkplaceexamples (real
or hypothetical) whereappropriate
There is no specific timeframe for answering the questions, but you are required to
have completed all assessment items within 12 months ofcommencement.
Assessment Task 1 Written Questions
Assessment Task 2 Practical Tasks
Assessment Task 3 Validation Activity
Assessment Task 4 RPL Activity

In Partnershipwith
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page
12
Assessment Task 1 Written Questions
Instructions
Answer the following questions. Write or type your responses into the space provided below each
question.
Requirements for satisfactory completion of each question
● You respond using complete sentences, making direct reference to thequestion
● You address all parts of eachquestion
● You use your own words—when quoting information from another source, you must
acknowledge thatsource
● Each response is about 20-50 words long—this is an average only; some questionswill
require longer responses, someshorter.
Question 1
Suggest three attributes of ethical behaviour you would expect of an assessor
1. He should be polite
☐
2. He should be honest
☐
3.he should be using less complicated work
☐
Question 2
List three activities that could be included in a work-based learning pathway
1. Interactions
☐
2. Demonstrations
☐
3.audio video sessions
☐
Assessor:☐TAE40116 ASSESSMENT CLUSTER Version2.2Dec2018 Page
12
Assessment Task 1 Written Questions
Instructions
Answer the following questions. Write or type your responses into the space provided below each
question.
Requirements for satisfactory completion of each question
● You respond using complete sentences, making direct reference to thequestion
● You address all parts of eachquestion
● You use your own words—when quoting information from another source, you must
acknowledge thatsource
● Each response is about 20-50 words long—this is an average only; some questionswill
require longer responses, someshorter.
Question 1
Suggest three attributes of ethical behaviour you would expect of an assessor
1. He should be polite
☐
2. He should be honest
☐
3.he should be using less complicated work
☐
Question 2
List three activities that could be included in a work-based learning pathway
1. Interactions
☐
2. Demonstrations
☐
3.audio video sessions
☐
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