Disparities in Economic Development and Financial Sector Link
Added on 2023-02-02
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Bachelor of
Business Administration
(Hons)
Assignment
Business Administration
(Hons)
Assignment
SITHSARA PERERA 1
1
Course Title: Bachelor of Business Administration (Hons)
Unit Title Learning Outcomes
Invest Analyst LOC 1, 2, 3, 4, 5
Student Information:
Student Name / Student ID Number: Sithsara arundhathi perera / ECC-F-20-21-163
Assignment Title Assignment – Individual Assignment
Assessor Name Mr. Praveen Shane Devadas
Date Issued Deadline Submitted On
20/03/2022 25/04/2022 25.04.2022
Assessor Feedback
Action Plan
Student Feedback
1
Course Title: Bachelor of Business Administration (Hons)
Unit Title Learning Outcomes
Invest Analyst LOC 1, 2, 3, 4, 5
Student Information:
Student Name / Student ID Number: Sithsara arundhathi perera / ECC-F-20-21-163
Assignment Title Assignment – Individual Assignment
Assessor Name Mr. Praveen Shane Devadas
Date Issued Deadline Submitted On
20/03/2022 25/04/2022 25.04.2022
Assessor Feedback
Action Plan
Student Feedback
SITHSARA PERERA 2
2
Final Grade
Awarded
Internal Verification
IV Name Signature Date
Assessor Name Signature Date
Student Verification
I understand the feedback given to me and agree to carry out the actions in
future works as required and indicated.
2
Final Grade
Awarded
Internal Verification
IV Name Signature Date
Assessor Name Signature Date
Student Verification
I understand the feedback given to me and agree to carry out the actions in
future works as required and indicated.
SITHSARA PERERA 3
3
ASSESSMENT DECLARATIONFORM
Student Name Sithsara arundhathi perera
Student Reg No. ECC-F-20-21-163
PLEASE TICK TO INDICATE THAT YOU HAVE SATISFIED THESE REQUIREMENTS
This assignment is my own work, I have not participated in collusion, nor have I
previously submitted this or a version of it for assessment in any other Unit of Study.
I have taken proper and reasonable care to prevent this work from being copied by
another student.
I confirm that I have clearly indicated, by in text and end Referencing, where I have used
someone else’s graphics or data, concepts, words, irrespective of whether I have quoted
or I have paraphrased in my own words.
I have carefully read the assessment criteria that will be used to evaluate my work as
given below.
ASSESSMENT CRITERIA
Assignment criteria are based on the investment analysis and the topic covered in this
assignment are economic development and disparities, financial market, stock exchange
market, financial crime, and fiduciary law
I certify that the statements I have attested to above have been made in good faith and are true and
correct. I also certify that this is my work and that I have not plagiarized the work of others and not
participated in collusion.
Sithsara 25.04.2022
Student Signature Date
3
ASSESSMENT DECLARATIONFORM
Student Name Sithsara arundhathi perera
Student Reg No. ECC-F-20-21-163
PLEASE TICK TO INDICATE THAT YOU HAVE SATISFIED THESE REQUIREMENTS
This assignment is my own work, I have not participated in collusion, nor have I
previously submitted this or a version of it for assessment in any other Unit of Study.
I have taken proper and reasonable care to prevent this work from being copied by
another student.
I confirm that I have clearly indicated, by in text and end Referencing, where I have used
someone else’s graphics or data, concepts, words, irrespective of whether I have quoted
or I have paraphrased in my own words.
I have carefully read the assessment criteria that will be used to evaluate my work as
given below.
ASSESSMENT CRITERIA
Assignment criteria are based on the investment analysis and the topic covered in this
assignment are economic development and disparities, financial market, stock exchange
market, financial crime, and fiduciary law
I certify that the statements I have attested to above have been made in good faith and are true and
correct. I also certify that this is my work and that I have not plagiarized the work of others and not
participated in collusion.
Sithsara 25.04.2022
Student Signature Date
SITHSARA PERERA 4
4
Plagiarism
Plagiarism is a particular form of cheating. Plagiarism must be avoided at all costs and students who
break the rules, however innocently, may be penalized. It is your responsibility to ensure that you
understand correct referencing practices. As a university level student, you are expected to use
appropriate references throughout and keep carefully detailed notes of all your sources of materials
for material you have used in your work, including any material downloaded from the Internet. Please
consult the relevant unit lecturer or your course tutor if you need any further advice.
Student Declaration
Student Declaration
I certify that the assignment submission is entirely my own work and I fully understand the
consequences of plagiarism. I understand that making a false declaration is a form of malpractice.
Student signature: sithsara Date:25.04.2022
4
Plagiarism
Plagiarism is a particular form of cheating. Plagiarism must be avoided at all costs and students who
break the rules, however innocently, may be penalized. It is your responsibility to ensure that you
understand correct referencing practices. As a university level student, you are expected to use
appropriate references throughout and keep carefully detailed notes of all your sources of materials
for material you have used in your work, including any material downloaded from the Internet. Please
consult the relevant unit lecturer or your course tutor if you need any further advice.
Student Declaration
Student Declaration
I certify that the assignment submission is entirely my own work and I fully understand the
consequences of plagiarism. I understand that making a false declaration is a form of malpractice.
Student signature: sithsara Date:25.04.2022
SITHSARA PERERA 5
5
European city campus and City University Malaysia
Bachelor of Business Administration (Hons)
Assignment
Investment analysis
Total words 4311 with headings
and figures
5
European city campus and City University Malaysia
Bachelor of Business Administration (Hons)
Assignment
Investment analysis
Total words 4311 with headings
and figures
SITHSARA PERERA 6
6
ASSIGNMENT BRIEF
This assignment is covering the disparities in the economic development in the financial
service sector, how it is going to be linked with the developed financial sectors, and a wide
explanation of how the operations in the stock exchange marketplace going and the
difference between the order-driven and the quote-driven trading system and an explanation
of the necessary methods and measures that have been used to achieve the goal of reducing
the financial crime and a wide explanation about the risk associated with each of the
investments such as cash deposits/bonds/property/investment/equity investment, how to
classify the investors by assessing their risk attitude and how to advise them in making
investment decisions. At the tail end, this assignment discusses the duties and responsibilities,
suitability, and recommendations to the clients and analyzes and creat8ing investment
objectives and risk profiles in the client relationship.
DECLARATION BY THE CANDIDATE
I hereby declare that the work present in this assignment was submitted by me to the
European city campus in fulfillment of the Bachelor of honors in business administration and
the project work carried out by me with the guidance of the lecturer Mr. Praveen Shane
Devadas. I further declared that the work reported in this project has not been submitted,
either in part or in full for the award of any other degree or diploma in this institute or any
other institute.
ACKNOWLEDGMENT
First of all, I would like to thank the European city campus and city university Malaysia for
allowing me to be a part of the bachelor of business administration. In preparation for my
assignment, I had to take the help and guidance of some respected persons, who deserve my
deepest gratitude. As the completion of this assignment gave me much pleasure,
I would like to show my, Course Instructor Mr. Praveen Shane Devadas, on the European city
campus for giving me a good guideline for assignments throughout numerous consultations. I
would also like to expand my gratitude to all those who have directly and indirectly guided
me in writing this assignment.
6
ASSIGNMENT BRIEF
This assignment is covering the disparities in the economic development in the financial
service sector, how it is going to be linked with the developed financial sectors, and a wide
explanation of how the operations in the stock exchange marketplace going and the
difference between the order-driven and the quote-driven trading system and an explanation
of the necessary methods and measures that have been used to achieve the goal of reducing
the financial crime and a wide explanation about the risk associated with each of the
investments such as cash deposits/bonds/property/investment/equity investment, how to
classify the investors by assessing their risk attitude and how to advise them in making
investment decisions. At the tail end, this assignment discusses the duties and responsibilities,
suitability, and recommendations to the clients and analyzes and creat8ing investment
objectives and risk profiles in the client relationship.
DECLARATION BY THE CANDIDATE
I hereby declare that the work present in this assignment was submitted by me to the
European city campus in fulfillment of the Bachelor of honors in business administration and
the project work carried out by me with the guidance of the lecturer Mr. Praveen Shane
Devadas. I further declared that the work reported in this project has not been submitted,
either in part or in full for the award of any other degree or diploma in this institute or any
other institute.
ACKNOWLEDGMENT
First of all, I would like to thank the European city campus and city university Malaysia for
allowing me to be a part of the bachelor of business administration. In preparation for my
assignment, I had to take the help and guidance of some respected persons, who deserve my
deepest gratitude. As the completion of this assignment gave me much pleasure,
I would like to show my, Course Instructor Mr. Praveen Shane Devadas, on the European city
campus for giving me a good guideline for assignments throughout numerous consultations. I
would also like to expand my gratitude to all those who have directly and indirectly guided
me in writing this assignment.
SITHSARA PERERA 7
7
Contents
ASSIGNMENT BRIEF .......................................................................................................................... 6
DECLARATION BY THE CANDIDATE............................................................................................. 6
ACKNOWLEDGMENT......................................................................................................................... 6
01. Across the world there are disparities in economic development, one of the reasons for this can
be linked to how well developed the financial sectors are in a country. Explain the above with the link
of the core functions of the financial services sector. ........................................................................... 10
I. What is economic development? .............................................................................................. 10
II. What is the financial service sector? ......................................................................................... 11
Investment chain ........................................................................................................................... 11
Risk management .......................................................................................................................... 11
Payment system. ........................................................................................................................... 13
Disparities in economic development and how the developed financial sector can link. ............. 13
02. A stock exchange is an organized marketplace for issuing and trading securities by members
of that exchange, each exchange has its own rules and regulations for companies seeking a listing, and
continuing obligations for those already listed. All stock exchanges provide both a primary and
secondary market. Explain the operations in these markets and the difference between order-driven
and quote-driven trading systems. ........................................................................................................ 16
I. What is the financial market?.................................................................................................... 16
II. What is the primary and secondary market? ............................................................................. 16
The difference between primary and secondary markets. ............................................................. 16
Operations in the primary market ................................................................................................. 18
Difference between order-driven and quote-driven. ......................................................................... 20
03. Reducing financial crime is a key priority goal for regulators, authorities and government globally.
Explain the necessary method and measures that have been put in place to achieve this goal ............. 21
04. In the current financial market environment considering all the investment opportunities Cash
deposits / bonds/ property investment/ equity investment, as a financial advisor: ............................... 22
a) How would you classify your investors by assessing their risk attitude? ..................................... 22
Who are investors? ........................................................................................................................ 22
Asset allocation ............................................................................................................................. 23
Stocks ............................................................................................................................................ 24
Alternative assets .......................................................................................................................... 26
cash ............................................................................................................................................... 27
05. The client relationship can be a one-off service to satisfy a client’s specific needs or a long-
term relationship where the financial advisor is an integral part of the client achieving their investment
objectives. Whatever the service, an advisor has a fiduciary duty to their client that requires them to
observe the highest standards of personal conduct and fully respect the confidence and trust implicit in
that relationship..................................................................................................................................... 28
7
Contents
ASSIGNMENT BRIEF .......................................................................................................................... 6
DECLARATION BY THE CANDIDATE............................................................................................. 6
ACKNOWLEDGMENT......................................................................................................................... 6
01. Across the world there are disparities in economic development, one of the reasons for this can
be linked to how well developed the financial sectors are in a country. Explain the above with the link
of the core functions of the financial services sector. ........................................................................... 10
I. What is economic development? .............................................................................................. 10
II. What is the financial service sector? ......................................................................................... 11
Investment chain ........................................................................................................................... 11
Risk management .......................................................................................................................... 11
Payment system. ........................................................................................................................... 13
Disparities in economic development and how the developed financial sector can link. ............. 13
02. A stock exchange is an organized marketplace for issuing and trading securities by members
of that exchange, each exchange has its own rules and regulations for companies seeking a listing, and
continuing obligations for those already listed. All stock exchanges provide both a primary and
secondary market. Explain the operations in these markets and the difference between order-driven
and quote-driven trading systems. ........................................................................................................ 16
I. What is the financial market?.................................................................................................... 16
II. What is the primary and secondary market? ............................................................................. 16
The difference between primary and secondary markets. ............................................................. 16
Operations in the primary market ................................................................................................. 18
Difference between order-driven and quote-driven. ......................................................................... 20
03. Reducing financial crime is a key priority goal for regulators, authorities and government globally.
Explain the necessary method and measures that have been put in place to achieve this goal ............. 21
04. In the current financial market environment considering all the investment opportunities Cash
deposits / bonds/ property investment/ equity investment, as a financial advisor: ............................... 22
a) How would you classify your investors by assessing their risk attitude? ..................................... 22
Who are investors? ........................................................................................................................ 22
Asset allocation ............................................................................................................................. 23
Stocks ............................................................................................................................................ 24
Alternative assets .......................................................................................................................... 26
cash ............................................................................................................................................... 27
05. The client relationship can be a one-off service to satisfy a client’s specific needs or a long-
term relationship where the financial advisor is an integral part of the client achieving their investment
objectives. Whatever the service, an advisor has a fiduciary duty to their client that requires them to
observe the highest standards of personal conduct and fully respect the confidence and trust implicit in
that relationship..................................................................................................................................... 28
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