Governance and regulatory processes

Governance and regulatory
processes

Table of Contents
INTRODUCTION...........................................................................................................................4
LO 1.................................................................................................................................................4
1.1 Statutory and legislation network.........................................................................................4
1.2 Effects of policies and legislations on practice.....................................................................4
1.3 Drawing necessary attention on potential conflicts..............................................................5
LO 2.................................................................................................................................................5
2.1 Governance mechanisms.......................................................................................................5
2.2 Personal accountability ........................................................................................................5
2.3 Protocols, policies and procedures........................................................................................5
LO 3.................................................................................................................................................6
Reasons why services are inspected............................................................................................6
3.1 Evaluating inspection system of England.............................................................................6
3.2 Services associated with registration and inspection............................................................6
3.3 Key areas associated with enquiry........................................................................................6
3.4 Grading system and its implications.....................................................................................7
3.5 Sources of support and information......................................................................................7
LO 4.................................................................................................................................................7
4.1 Roles and responsibilities of key people...............................................................................7
LO 5.................................................................................................................................................8
5.1 Persons involved in inspection processes.............................................................................8
5.2 How to prepare for an inspection..........................................................................................8
5.3 Inspection process and information required .......................................................................9
5.4 Ways to address the outcome and impact of an inspection...................................................9
LO 6.................................................................................................................................................9
6.1 Regulation processes that apply to the service......................................................................9
6.2 Types of information required for regulation processes ....................................................10
6.3 Regulatory frameworks presenting conflicting requirements ............................................10
CONCLUSION..............................................................................................................................10
REFERENCES..............................................................................................................................11

INTRODUCTION
Regulatory and governance processes is considered to be as the policies, tools and
institutions which are mainly concerned with implementing, developing and enforcing of the
new rules and regulations over a period of time (Price and et.al., 2020). This study will highlight
on effectively understanding the statutory and legislation requirements. This study also
demonstrates internal governance arrangements and also demonstrate the requirements for
regulation while providing adult care services. This study also understand the responsibilities of
the individuals in adult care. This study also critically understand the inspection process and also
demonstrate wide range of regulatory requirements.
LO 1
1.1 Statutory and legislation network.
The UK legislation and statutory network associated with the adult care comprise of
Health and Social care Act, 2012, Equality Act, The care act, 2018, environmental issues act,
employment act, health and safety act, care provisions, equality and diversity, etc. Health and
Social care Act regulation, 2012 is a framework which focuses on reducing inequalities and also
inspect the adult social care services at national levels in England. The care act, 2018 tends to
focus on improving the well being of the individual by arranging quality services which prevents
people from developing the need of care (van de Bovenkamp, Stoopendaal and Bal, 2017). The
Care quality commission tends to focus on being safe, well led, responsive to the needs of the
people, caring and effective. There are various other legislations like Mental Capacity Act,
Safeguarding vulnerable groups act, Mental health act, Health and safety at word Act, 1974. The
key fundamental standards in adult care are person centred care, consent, proper equipments and
environment, safety, complaints, respect and dignity, etc.
1.2 Effects of policies and legislations on practice.
Policies and legislation in adult care practice in turn are considered to be very crucial
because it tends to provide safety and welfare to the individuals. They tend to deliver the various
set of rules. The legislative measures in adult care helps in supporting health and safety within
the workplace (Furnival, Boaden and Walshe, 2018). These policies and measures helps in
protecting individuals at work. These legislations and policies helps in protecting the right
associated with the dignity and respect and it also helps in providing the best quality care to the
participants. Policies and regulations in turn helps in effectively providing a road map in order to