Complex Lending and Broking DFMB2ASv1 - Desklib

Written Project
Complex Lending and Broking
(DFMB2_AS_v1)
Student identification (student to complete)
Please complete the fields shaded grey.
Student number
Written Project result (assessor to complete)
Result — first submission Not yet demonstrated
Parts that must be resubmitted
Result — resubmission (if applicable) Not applicable
Result summary (assessor to complete)
First submission Resubmission (if required)
Task 1 Not yet demonstrated Not applicable
Task 2 Not yet demonstrated Not applicable
Task 3 Not yet demonstrated Not applicable
Task 4 Not yet demonstrated Not applicable
Task 5 Not yet demonstrated Not applicable
Feedback (assessor to complete)
[insert assessor feedback]
DFMB2_AS_v1

Before you begin
Read everything in this document before you start your written project for the Complex Lending and Broking
(DFMB2) subject.
About this document
This document is the written project and includes the following:
• Instructions for completing and submitting this written project
• Section 1: Case Study 1 – Ray Murdoch and Steve Brown – Commercial Equipment Finance
– Task 1 – Identify the clients’ complex broking needs
– Task 2 – Develop complex broking options
– Task 3 – Implement complex loan structures
– Task 4 – Detailing analysis findings
• Section 2: Case Study 2 – Bill Smith and John Jones – Commercial Premises Finance
– Task 1 – Identify the clients’ complex broking needs
– Task 2 – Prepare complex broking options
– Task 3 – Implement complex loan structures
– Task 4 – Detailing analysis findings
• Section 3: Case Study 3 – Rahn and Deepa Singh – Property Development Finance
– Task 1 – Identify the clients’ complex broking needs
– Task 2 – Prepare complex broking options
– Task 3 – Implement complex loan structures
– Task 4 – Detailing analysis findings
• Section 4: Short answer questions
– Task 1 – Complex collateral (specialised security)
– Task 2 – Complex loan structures
– Task 3 – Legislation and codes of practice
• Section 5: Ethical Decision-making Frameworks and Principals
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– Task 1 – Frame the ethical question applicable to the situation
– Task 2 – Determine ethical response to the situation
– Task 3 – Develop implementation plan and carry out ethical response to the situation
– Task 4 – Evaluate the outcomes of the ethical response
How to use the study plan
We recommend that you use the study plan for this subject to help you manage your time to complete the
written project within your enrolment period. Your study plan is in the KapLearn Complex Lending and
Broking (DFMB2v1) subject room.
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Instructions for completing and submitting this
written project
Saving your work
Download this document to your desktop, type your answers in the spaces provided and save your work
regularly.
• Use the template provided, as other formats will not be accepted for this written project.
• Name your file as follows: Studentnumber_SubjectCode_Project_versionnumber_Submissionnumber
(e.g. 12345678_DFMB2_AS_v1_Submission1).
• Include your student ID on the first page of the written project.
Before you submit your work, please do a spell check and proofread your work to ensure that everything is
clear and unambiguous.
The written project
The information and data you require to complete this written project is presented in the case studies which
are located in the subject room.
This written project covers complex lending and broking and requires you to answer the questions for
all five (5) sections. Each of the three (3) case studies focus on a different lending scenario and must be
completed.
Word count
The word count shown in each question is indicative only. You will not be penalised for exceeding the
suggested word count. Please do not include additional information which is outside the scope of the
question.
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Additional research
When completing this project, assumptions are permitted although they must not be in conflict with the
information provided in the case studies. All assumptions must be noted.
You may be required to conduct your own research in addition to the topic notes provided to source
information to answer some of the project questions. You may also be required to source additional
information from other organisations in the finance industry to find the right products or services to meet
your client’s requirements to source indicative interest rates and to calculate any fees and charges that may
be applicable.
Submitting the written project
Only Microsoft Office compatible written projects submitted in the template file will be accepted for
marking by Kaplan Professional Education. You need to save and submit this entire document.
Do not remove any sections of the document.
Do not save your completed written project as a PDF.
The written project must be completed before submitting it to Kaplan Professional Education.
Incomplete written projects will be returned to you unmarked.
The maximum file size is 20MB for the written project. Once you submit your written project for marking
you will be unable to make any further changes to it.
You are able to submit your written project earlier than the deadline if you are confident you have completed
all parts and have prepared a quality submission.
Please refer to the Project submission/resubmission instructions (pdf) in the Assessment section of
KapLearn for details on how to submit your written project.
Your written project must be submitted on or before your due date. Please check KapLearn for the due
date.
The written project marking process
You have 12 weeks from the date of your enrolment in this subject to submit your completed project.
If you reach the end of your initial enrolment period and have been deemed Not Yet Competent in one or
more assessment items, then an additional four (4) weeks will be granted, provided you attempted all
assessment tasks during the initial enrolment period.
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Your assessor will mark your written project and return it to you in the Complex Lending and Broking
(DFMB2_v1) subject room in KapLearn under the ‘Assessment’ tab.
Make a reasonable attempt
You must demonstrate that you have made a reasonable attempt to answer all of the questions in your written
project. Failure to do so will mean that your project will not be accepted for marking; therefore, you will not
receive the benefit of feedback on your submission.
If you do not meet these requirements, you will be notified. You will then have until your submission
deadline to submit your completed written project.
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How your written project is graded
Project tasks are used to determine your ‘competence’ in demonstrating the required knowledge and/or skills
for each subject. As a result, you will be graded as either ‘competent’ or ‘not yet competent’.
Your assessor will follow the below process when marking your written project:
• Assess your responses to each question, and sub-parts if applicable, and then determine whether you have
demonstrated competence in each question.
• Determine if, on a holistic basis, your responses to the questions have demonstrated overall competence.
You must be deemed competent in all assessment items in order to be awarded your qualification,
including demonstrating competency in:
• all of the exam questions
• the written and oral projects.
‘Not yet demonstrated’ and resubmissions
Should sections of your project be marked as ‘Not yet demonstrated’ you will be given an additional
opportunity to amend your responses so that you can demonstrate your competency to the required level.
You must address the assessor’s feedback in your amended responses. You only need amend those sections
where the assessor has determined you are ‘Not yet demonstrated’.
Make changes to your original submission. Use a different text colour for your resubmission.
Your assessor will be in a better position to gauge the quality and nature of your changes. Ensure you leave
your first assessor’s comments in your project, so your second assessor can see the instructions that were
originally provided for you. Do not change any comments made by a Kaplan assessor.
Units of competency
This written project is your opportunity to demonstrate your competency against these units:
Unit code Unit name DIPMB2 Complex
Lending and Broking
FNSFMB512 Identify and develop credit options for clients with special financial
circumstances
Started and completed
FNSFMB513 Present credit options to clients with special financial circumstances Started and completed
FNSFMB514 Implement complex loan structures Started and completed
FNSINC504 Apply ethical frameworks and principles to make and act upon Started and completed
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decisions
Note that the written project is required to meet the requirements of the units of competency.
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